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Investment advisory

Securities Exchange Commission

SEC Staff Issues Guidance Update and Investor Bulletin on Robo-Advisers

25/02/2017(0)
The Securities and Exchange Commission today published information and guidance for investors and the financial services industry on the fast-growing use of robo-advisers, which are registered investment advisers that ... Read More
Securities Exchange Commission

Investment advisory firm agreed to pay $300,000 to settle SEC charges

15/07/2016(0)
The Securities and Exchange Commission today announced an enforcement action against an investment advisory firm that failed to properly prepare clients for additional transaction costs beyond the “wrap fees” ... Read More
Broker Cyprus TopFX