investment services firms


Beware of these investment services firms not been authorized in different countries

The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Hong Kong (Securities and Futures Commission – SFC), Malta (Malta Financial Services Authority – MFSA), British Columbia ... Read More

CNMV Spain warns on unregistered investment services firm

The regulatory body of the Spanish Stock Market, Comision Nacional del Mercado de Valores (CNMV), has issued a press release to inform public in relation with a firm that ... Read More

FINRA Sanctions 12 Firms a Total of $6.7 Million

More than $4 Million in Restitution Ordered to Affected Customers The Financial Industry Regulatory Authority (FINRA) has issued an announcement to inform that: That it has ordered 12 firms ... Read More

Financial Regulators warnings on unauthorised companies providing investment services

The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert that: Akasaka Acquisition Group Addresses: 4th Floor, Kiocho Building, 3-12 Kioi-Cho, Chiyoda-Ku, Tokyo, 1020096 32nd FL., Ana ... Read More
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