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Markets Disciplinary Panel (“MDP”)

ASIC_regulator

Credit Suisse pays $170,000 in infringement notice penalty

15/03/2017(0)
Credit Suisse Equities (Australia) Limited (Credit Suisse) has paid a penalty of $170,000 to comply with an infringement notice from the Markets Disciplinary Panel (MDP). The MDP had reasonable grounds ... Read More
ASIC_regulator

CommSec pays $200,000 in infringement notice penalty

16/11/2016(0)
Commonwealth Securities Limited (“CommSec”) has paid a penalty of $200,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”). The MDP had reasonable grounds ... Read More
credit-suisse

ASIC: Credit Suisse Equities paid a $74,000 penalty

20/05/2016(0)
Credit Suisse Equities (Australia) Limited (“Credit Suisse”) has paid a penalty of $74,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”). The ... Read More
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