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National Futures Association (NFA)

bank-fines

Introducing broker to pay a $50,000 fine

19/09/2017(0)
The National Futures Association (NFA) has published a decision issued by an NFA Hearing Panel in regards an order against the introducing broker Kingsview Futures LLC to pay a ... Read More
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CFTC Orders Nathan Schleifer and Galileo Trading to Pay Restitution and Penalties Totaling More than $1.6 Million

13/04/2016(0)
The U.S. Commodity Futures Trading Commission (CFTC) today settled charges against Nathan Schleifer of New York City, and his company, Galileo Trading, LLC (Galileo), for fraudulently soliciting customers to trade commodity futures and ... Read More
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NFA permanently barred firms from commodity trading advisor and pool operator membership

21/09/2015(1)
NFA bars Burnet, Texas firm McElhannon Group from membership National Futures Association (NFA) has permanently barred the McElhannon Group, Inc. (McElhannon Group), an NFA Member commodity trading advisor, from ... Read More
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NFA bars two British Virgin Islands firms from membership

31/08/2015(0)
National Futures Association (NFA) has permanently barred Primary Assets Management Corporation (Primary Assets), an NFA Member commodity trading advisor and commodity pool operator, and Accredited Investment Management Corp. (Accredited ... Read More
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CFTC Approves National Futures Association Rules Enhancing Protections for Retail Forex Customers

28/08/2015(0)
The U.S. Commodity Futures Trading Commission (Commission) today approved rule amendments and a new interpretive notice filed by the National Futures Association (NFA). NFA is a registered futures association ... Read More
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NFA bars N.Y. firm Grace Financial Group LLC and its principal Christopher T. Bondy

12/08/2015(0)
National Futures Association (NFA) has permanently barred Grace Financial Group LLC (Grace), an NFA Member introducing broker, and Christopher T. Bondy (Bondy), a principal and associated person (AP), from NFA membership. The Decisions ... Read More
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NFA takes emergency enforcement action against commodity trading advisor

31/07/2015(0)
National Futures Association (NFA) announced today that it has taken an emergency enforcement action against Jonathan Parker (Parker), an NFA Member commodity trading advisor (CTA) located in Woodstock, Ga. This action ... Read More
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NFA orders Memphis, Tenn. firm K&M Trading, LLC and its principals, William Kaelin and John Morrissey, to pay $105,000 fine

15/04/2015(0)
National Futures Association (NFA) has ordered K&M Trading, LLC (K&M), William Kaelin and John Morrisseyto pay a $105,000 fine. K&M is an NFA Member commodity trading advisor located in Memphis, Tenn. Kaelin and Morrissey ... Read More
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