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CFTC Orders CNCGC Hong Kong Ltd. to Pay a $150,000 Penalty

18/01/2017(0)
On 53 occasions, CNCGC HK failed to file required Form 304 reports, and on two occasions the firm filed late Form 304 reports The U.S. Commodity Futures Trading Commission ... Read More
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Trader and a trading company ordered to pay $2.5 Million Penalty

21/12/2016(0)
Federal Court Orders Chicago Trader Igor B. Oystacher and 3Red Trading LLC to Pay $2.5 Million Penalty for Spoofing and Employment of a Manipulative and Deceptive Device, while Trading ... Read More
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CFTC Orders Convergent Wealth Advisors LLC to Pay an $800,000

20/12/2016(0)
CFTC Orders Convergent Wealth Advisors LLC to Pay an $800,000 Civil Monetary Penalty for Fraudulent Omissions and False Statements in Connection with an Employee’s Commodity Pool David Zier made ... Read More
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