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SFC reprimands and fines BNP Paribas Wealth Management $4 million

31/08/2016(0)
The Securities and Futures Commission (SFC) has reprimanded and fined BNP Paribas Wealth Management (BNPPWM) $4 million for overcharging its clients between 1 January 2011 and 31 December 2013 ... Read More
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SEC: Alternative Fund Manager Overcharged Fees, Misled Investors

20/01/2016(0)
The Securities and Exchange Commission today announced that a Denver-based alternative fund manager has agreed to settle charges that the firm overcharged management fees and misled investors about how ... Read More
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