Regulators News

esma (European Securities and Markets Authority)

ESMA: Retail clients continue to lose out due to high investment products costs

15/04/2021(0)
The European Securities and Markets Authority (ESMA), the EU securities regulator, published its third annual statistical report on the cost and performance of European Union (EU) retail investment products. ... Read More
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CySEC: Withdrawn of the Investors Compensation Fund membership

05/04/2021(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement on April 2, 2021, to inform that the Investors Compensation Fund (‘the ICF’) has withdrawn the ICF membership ... Read More
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CySEC reached a settlement with a CIF for 100.000 euro

02/04/2021(0)
The Cyprus Securities and Exchange Commission (CySEC) has announced that has reached a settlement with a Cyprus Investment Firm (CIF). The settlement decision is in accordance with article 37(4) ... Read More
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CySEC reached a settlement with a Cyprus Investment Firm for €50.000

24/03/2021(0)
The Cyprus Securities and Exchange Commission (CySEC) has today announced that has reached a settlement with a Cyprus Investment Firm for possible violations. In accordance with the CySEC’s announcement: ... Read More
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CySEC warns regarding unregulated entities

12/03/2021(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has issued an announcement to inform investors about a number of websites that belong to unregulated entities. In accordance with the CySEC’s ... Read More
FCA_regulator

FCA UK sets out its approach to international firms; Authorisation and Supervision

25/02/2021(0)
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has published early in February its approach to the authorisation and ... Read More
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SEC charges Ripple and two executives

30/12/2020(0)
The Securities and Exchange Commission announced that it has filed an action against Ripple Labs Inc. and two of its executives, who are also significant security holders, alleging that ... Read More
EU referendum

Brexit: Financial market participants whose activity might be impacted

29/12/2020(0)
The European Securities and Markets Authority (ESMA) remind stakeholders to be aware and prepared for changes that will occur from 1 January 2021. On 29 March 2017, the United ... Read More
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The Cyprus Securities and Exchange Commission warns regarding unregulated entities

10/12/2020(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has issued a warning s to inform investors that the following websites do not belong to an entity which has been granted ... Read More
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Cyprus Investment Firm fined; The reason?

16/11/2020(0)
The Board of the Cyprus Securities and Exchange Commission (the ‘CySEC’) has issued an announcement to inform for the imposition of an administrative fine to a Cyprus Investment Firm ... Read More
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