Almost half (48.3 percent) of risk and compliance, internal audit, C-suite executive and board professionals plan to modernize their compliance functions by changing core compliance execution practices during the ... Read More
The Securities Commission Malaysia (SC) today introduced the Digital Investment Management framework, setting out licensing and conduct requirements for the offering of automated discretionary portfolio management services to investors. ... Read More
Bloomberg, the global business and financial information and news leader, today announced that Thanachart Bank, Thailand’s sixth largest bank by asset size, has selected Bloomberg’s multi-asset risk solution (MARS) ... Read More
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Advantage Futures LLC (Advantage), a Chicago-based Futures Commission Merchant (FCM), for failing to diligently ... Read More
The Swiss Financial Market Supervisory Authority FINMA is consolidating its corporate governance, internal control system and risk management supervisory requirements for the banking sector. This consolidation will take the ... Read More
Losing money in the financial markets is a tough pill to swallow for most traders. A big loss may not only affect your bank account, but your trading psychology ... Read More
Broadening duties in a rapidly changing business environment make it imperative for the internal audit profession to evolve, according to a new research report. Although audits of operations still ... Read More
Silos, or autonomous units, can exist in most organizations. It’s no surprise that risk management can be divided into “siloed” functions, and it’s commonly done. Among their advantages: Silos ... Read More
First Derivatives (AIM: FDP.L, ESM: FDP.I), a global provider of software and consulting services to the financial services industry has announced the launch of its integrated trade execution, risk management and surveillance ... Read More
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