Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

SEC

sec

SEC announced: Mortgage Company and Executives Settle Fraud Charges

01/06/2016(0)
The Securities and Exchange Commission today announced that a California-based mortgage company and six senior executives agreed to pay $12.7 million to settle charges that they orchestrated a scheme ... Read More
Alibaba

Alibaba faces U.S. investigation into its accounting practices

27/05/2016(0)
Alibaba’s accounting methods are under investigation in the U.S. The Chinese e-commerce giant, which went public in 2014 in the largest NYSE IPO in history, quietly disclosed that the SEC is ... Read More
sec

Two Individuals Share Whistleblower Award of More Than $450,000

23/05/2016(0)
The Securities and Exchange Commission today announced it will jointly award more than $450,000 to two individuals for a tip that led the agency to open a corporate accounting ... Read More
sec

Whistleblower Earns $3.5 Million Award for Bolstering Ongoing Investigation

17/05/2016(0)
The Securities and Exchange Commission today announced a whistleblower award of more than $3.5 million to a company employee whose tip bolstered an ongoing investigation with additional evidence of ... Read More
sec

SEC announced fraud charges against 10 individuals involved in schemes to trick investors

04/05/2016(0)
The Securities and Exchange Commission today announced fraud charges against 10 individuals involved in schemes to trick investors into buying shares of a particular company stock. The schemes were ... Read More
deloitte-1

Deloitte scales back real estate business to avoid audit conflicts of interest

21/04/2016(0)
CONFLICTS between Deloitte’s real estate arm and its auditing division has seen the Big Four firm divest the transactional side of its property offering after a review lasting more than ... Read More
sec

SEC announced penalties on two Accounting fraud cases

20/04/2016(0)
The Securities and Exchange Commission today announced a pair of financial fraud cases against companies and then-executives accused of various accounting failures that left investors without accurate depictions of ... Read More
BATS exchange

Bats Global Markets announces pricing of IPO at $19 per share

18/04/2016(0)
Bats Global Markets, Inc. (“Bats”), a leading global operator of exchanges and services for financial markets, today announced the pricing of its initial public offering at a price to ... Read More
red Fraud-Stamp image

Broker sentenced to prison after defrauding investors

14/04/2016(0)
Broker Michael Donnelly sentenced to prison after defrauding elderly, SEC says He provided fake information about their investment holdings to hide his scheme A federal court in Philadelphia has ... Read More
nasdaq-1

Nasdaq readies ‘Ocean’ dark pool for banks and brokerages

04/04/2016(0)
Nasdaq Inc is in negotiations with several brokers to host and run their private stock trading venues, or dark pools, within its data center, two of the exchange operator’s ... Read More
Broker Cyprus TopFX