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SEC

jpmorganchina

JPMorgan’s Problem of “Sons and Daughters” program is widely practice

22/05/2014(0)
The long investigation of JPMorgan’s hiring practices in China has reached a milestone: A Hong Kong anti-corruption organization has formally arrested Fang Fang, the bank’s former vice president of ... Read More
SEC-Insider-Trading

SEC’s Insider-Trading Case Against Obus Revived on Appeal

20/05/2014(0)
Wynnefield Capital Inc.’s Nelson Obus traded on confidential information to make $1.3 million for his hedge fund and confessed to it twice, a lawyer for the U.S. Securities and ... Read More
money

SEC Warns Investors About Marijuana-Related Investments

19/05/2014(0)
The U.S. Securities and Exchange Commission cautioned investors about the potential for fraud in microcap companies that claim their operations relate to the marijuana industry after the agency suspended ... Read More
U.S. Congress in Washingto

SEC Charges Unregistered Securities Salesman

16/05/2014(0)
The U.S. Securities and Exchange Commission has charged a Tiburon, Calif.-based securities salesman for selling millions of dollars in oil-and-gas investments without being registered with the SEC as a ... Read More
credit_suisse

Credit Suisse Said Close to Guilty Plea, $2.5 Billion Accord With U.S.

16/05/2014(0)
Credit Suisse Group AG (CSGN) is close to reaching an agreement to plead guilty and pay about $2.5 billion to the U.S. Justice Department and regulators to resolve investigations ... Read More
paypal

Bitcoin’s Intergration to PayPal is under consideration

15/05/2014(0)
John Donahoe, CEO of ecommerce giant eBay, said he is actively considering an integration of popular digital currency bitcoin with the company’s payment processing service PayPal. In a Q&A ... Read More
regulatory_compliance

Three Signs the Best Days of Private Equity Are Over

12/05/2014(0)
Lest the buyout industry feel left out of the regulatory crackdown that has recently been visited upon hedge funds and major banks, the Securities and Exchange Commission indicated it’s ... Read More
TAX-REFORM-US

SEC Announces Charges and Asset Freeze Against Hedge Fund Advisory Firm

08/05/2014(0)
The U.S. Securities and Exchange Commission has announced fraud charges and an asset freeze against a New York-based investment advisory firm and two executives for distributing falsified performance results ... Read More
SEC Probes Threat From Cyber

SEC Charges Toronto-Based Consultant and Four Others in Reverse Merger Schemes Involving China-Based Companies

06/05/2014(0)
The U.S. Securities and Exchange Commission (SEC), charged a Toronto-based consultant and four associates with conducting illegal reverse merger schemes to bring a pair of China-based companies into the ... Read More
business

Portions of conflict minerals rule stayed by SEC

05/05/2014(0)
Companies will not have to explicitly declare whether their products contain minerals that originated in mines in the Democratic Republic of Congo or its neighboring countries, according to the ... Read More
Broker Cyprus TopFX