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SEC

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Robert Evans III Named Deputy Director in SEC’s Division of Corporation Finance

21/06/2017(0)
The Securities and Exchange Commission (SEC) announced that Robert Evans III has been named Deputy Director in the agency’s Division of Corporation Finance. He will join Deputy Director Shelley ... Read More
Anti Money Laundering

Brokerage Firm Charged With Failing to Comply With Anti-Money Laundering Laws

06/06/2017(0)
The Securities and Exchange Commission (SEC) has issued an announcement to inform that the Commission charges a Salt Lake City-based brokerage firm with securities law violations related to its alleged ... Read More
SEC-Insider-Trading

Charges announced in insider trading scheme involving confidential U.S. Government information

25/05/2017(0)
The Securities and Exchange Commission announced charges in an alleged insider trading scheme involving tips of nonpublic information about government plans to cut Medicare reimbursement rates, which affected the stock ... Read More
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SEC Charges Fake Filer With Manipulating Fitbit Stock

22/05/2017(0)
The Securities and Exchange Commission today filed fraud charges against a Virginia-based mechanical engineer accused of scheming to manipulate the price of Fitbit stock by making a phony regulatory ... Read More
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SEC charges former head traders at Nomura with fraud

16/05/2017(0)
The Securities and Exchange Commission today charged a pair of former head traders who ran the commercial mortgage-backed securities (CMBS) desk at Nomura Securities International Inc. with deliberately lying ... Read More
Securities Exchange Commission

International law firm former partner Charged in $1 Million insider trading scheme

12/05/2017(0)
The Securities and Exchange Commission today charged a former partner at an international law firm and his neighbor with making more than $1 million in illicit profits by insider ... Read More
barclays

Barclays to pay $97 Million for overcharging clients

11/05/2017(0)
The Securities and Exchange Commission today announced an enforcement action requiring Barclays Capital to refund advisory fees or mutual fund sales charges to clients who were overcharged. In a ... Read More
Securities Exchange Commission

Jay Clayton Sworn in as Chairman of SEC

05/05/2017(0)
Jay Clayton was sworn into office this afternoon by U.S. Supreme Court Justice Anthony M. Kennedy as the 32nd Chairman of the Securities and Exchange Commission. “It is a tremendous ... Read More
Securities Exchange Commission

Whistleblower award of more than half-million dollars for company insider

03/05/2017(0)
The Securities and Exchange Commission today announced that a company insider has earned a whistleblower award of more than $500,000 for reporting information that prompted an SEC investigation into ... Read More
Bitcoin Price

Bitcoin Price Passes $1,400 to Hit Highest Value in History

02/05/2017(0)
The price of bitcoin rose above $1,400 today, setting a new all-time high. At press time, the cryptocurrency’s price had climbed to as much as $1,407.05, a 4.4% increase ... Read More
Broker Cyprus TopFX