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SEC announced fraud charges against Investment Adviser for stealing money from investors

12/08/2016(0)
The Securities and Exchange Commission today announced fraud charges against a San Francisco man and his investment advisory firm accused of pretending to manage millions of dollars in assets ... Read More
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SEC wins asset freeze against Chinese accused of insider trading

30/04/2015(0)
The U.S. Securities Exchange Commission won on Wednesday a court order to freeze the assets of two Chinese nationals accused of insider trading for their “remarkably timed” purchases of ... Read More
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