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Securities firm

Anti Money Laundering

Brokerage Firm Charged With Failing to Comply With Anti-Money Laundering Laws

06/06/2017(0)
The Securities and Exchange Commission (SEC) has issued an announcement to inform that the Commission charges a Salt Lake City-based brokerage firm with securities law violations related to its alleged ... Read More
KCG

KCG released trade volumes for January 2017

15/02/2017(0)
KCG Holdings, Inc. (NYSE: KCG) released trade volumes for the month of January 2017. In Market Making, KCG averaged $28.1 billion dollar volume traded, 8.9 billion shares traded, and ... Read More
KCG

KCG announces share exchange with General Atlantic

18/11/2016(0)
KCG Holdings, Inc. (NYSE: KCG) announced that it has entered into a strategic transaction with General Atlantic, a global growth equity firm. Under the terms of the transaction, KCG ... Read More
bankruptcy

Securities broker dealer for bankruptcy liquidation amid legal claims

25/09/2015(0)
An 82-employee securities broker-dealer has shut down and filed for Chapter 7 bankruptcy liquidation after customers asked a federal judge to enforce a $1.54 million arbitration award. Fintegra’s Sept. ... Read More
Broker Cyprus TopFX