The European Securities and Markets Authority (ESMA) published its latest risk dashboard for the European Union’s securities markets, covering the first quarter of 2019. It finds that the risk ... Read More
The Securities and Exchange Commission charged a Wall Street stockbroker with illegally accepting more than $1 million in undisclosed kickbacks for giving certain customers preferential access to lucrative IPOs, ... Read More
The Financial Industry Regulatory Authority (FINRA) today announced that its Board of Governors has concluded the CEO search, and appointed Robert W. Cook as President and Chief Executive Officer, ... Read More
The Board of the International Organization of Securities Commissions (IOSCO) today announced it has appointed Paul P. Andrews as its new Secretary General. Mr. Andrews is currently the Vice ... Read More
BATS Global Markets (BATS), a leading operator of securities markets in the U.S. and Europe, reported the successful and complete migration of the legacy Direct Edge stock exchanges, EDGX and EDGA, ... Read More
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