securities markets

esma (European Securities and Markets Authority)

The European Securities and Markets Authority says market risk remains high but stable

16/05/2019(0)
The European Securities and Markets Authority (ESMA)  published its latest risk dashboard for the European Union’s securities markets, covering the first quarter of 2019. It finds that the risk ... Read More
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Broker charged with giving special access to IPOs for cash kickbacks

20/12/2017(0)
The Securities and Exchange Commission charged a Wall Street stockbroker with illegally accepting more than $1 million in undisclosed kickbacks for giving certain customers preferential access to lucrative IPOs, ... Read More
finra1

FINRA Announces CEO Transition

14/06/2016(0)
The Financial Industry Regulatory Authority (FINRA) today announced that its Board of Governors has concluded the CEO search, and appointed Robert W. Cook as President and Chief Executive Officer, ... Read More
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Paul P. Andrews of FINRA Named IOSCO Secretary General

16/12/2015(0)
The Board of the International Organization of Securities Commissions (IOSCO) today announced it has appointed Paul P. Andrews as its new Secretary General. Mr. Andrews is currently the Vice ... Read More
BATS exchange

BATS Global Markets complete migration of the legacy Direct Edge stock exchanges, EDGX and EDGA

23/01/2015(0)
BATS Global Markets (BATS), a leading operator of securities markets in the U.S. and Europe, reported the successful and complete migration of the legacy Direct Edge stock exchanges, EDGX and EDGA, ... Read More
Broker Cyprus TopFX