securities trading information

Broker-Dealer to pay $2.75 million penalty

14/09/2018(0)

The U.S. financial regulator Securities and Exchange Commission (SEC) announced that Convergex Execution Solutions LLC, now known as Cowen Execution Services LLC, will pay $2.75 million to settle charges ... Read More

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securities trading information

Broker-Dealer to pay $2.75 million penalty

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