Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

trades

esma (European Securities and Markets Authority)

Esma Fines DTCC Derivatives Repository Limited €64,000 For Data Access Failures

31/03/2016(0)
The European Securities and Markets Authority (ESMA) has fined the trade repository DTCC Derivatives Repository Limited (DDRL) €64,000, and issued a public notice, for negligently failing to put in place systems ... Read More
michael openhheime

Ex-JPMorgan Broker Gets Five Years for Gambling Funds Away

09/03/2016(0)
Oppenheim once had 500 clients, managed almost $90 million Broker racked up losses betting on NFL games, online sports A former JPMorgan Chase & Co. broker who said he ... Read More
deutche

Deutsche Bank Tally of Suspect Russia Trades Said at $10 Billion

22/12/2015(0)
Beyond mirror trades, $4 billion in transactions were flagged Regulators said to have received review results in September Deutsche Bank AG has identified as much as $4 billion in ... Read More
goldman_sachs_logo_door

Goldman Sachs fined over dark pool pricing

02/07/2014(0)
Goldman Sachs has been fined $800,000 (£466,000) by a US regulator for “failing” to ensure that trades in its dark pool took place at the best price. The regulator ... Read More
bitstamp

Bitstamp Agrees to Implement $5 Minimum Trade Size

12/05/2014(0)
Bitstamp has agreed to implement a minimum trade value of $5 following allegations by a Bitcoin trader of an “exploit” in their fee structure. The change will be effective ... Read More
Broker Cyprus TopFX