trust accounts

ASIC_regulator

XTrade to change client money practices following ASIC surveillance

01/07/2016(0)
As a result of ASIC’s intervention, licensed retail OTC derivatives issuer XTrade.au Pty Ltd (AFSL No. 343628) (XTrade), formerly O.C.M. Online Capital Markets Pty Ltd, will implement changes to ... Read More
ASIC_regulator

Retail OTC derivative issuer Ikon rectifies client trust accounts and improves disclosure

11/05/2016(0)
Following concerns raised by ASIC, retail over-the-counter (OTC) derivative issuer Ikon (Australia) Pty Ltd (AFSL No. 416279) (Ikon) has agreed to separate client money held in compliance with its ... Read More
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