U.S. Attorney’s Office

lawyers - Law

Lawyers Charged With Assisting a Microcap Fraud Scheme

12/10/2017(0)
The Securities and Exchange Commission today charged two lawyers it alleges helped facilitate a microcap fraud scheme involving undisclosed “blank check” companies secretly bound for reverse mergers. In complaints ... Read More
technical-analysis

SEC Charges Three Sales Managers With Insider Trading Ahead of Major Acquisition

13/05/2014(0)
The U.S. Securities and Exchange Commission has charged three former sales managers at San Diego-based Qualcomm Inc. with insider trading ahead of a major acquisition announcement. The SEC alleges ... Read More
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