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UBS

UBS-building

UBS:Developed economies likely to benefit while emerging economies likely to suffer in Fourth Industrial Revolution

20/01/2016(0)
A new UBS white paper unveiled at the World Economic Forum`s Annual Meeting reveals that economic flexibility is vital to succeeding in 2016 and beyond. Fourth Industrial Revolution being ... Read More
UBS-building

Foreign exchange manipulation: FINMA issues six industry bans

17/12/2015(0)
The Swiss Financial Market Supervisory Authority FINMA has issued industry bans of between one and five years against six managers and traders formally employed in the UBS foreign exchange ... Read More
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UBS Traders May Be First to Face Sanctions in Forex Probes

02/12/2015(0)
Swiss regulator may issue penalties by the end of the year Finma probed 11 currency, metals traders amid global scandal As many as seven UBS Group AG traders may ... Read More
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Credit Suisse Brokers Decamp for UBS

20/11/2015(0)
Most recent move sees UBS hire Los Angeles team of four advisers who oversaw $1.8 billion UBS Group AG is proving to be an attractive destination for Credit Suisse Group AG’s ... Read More
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UBS’s third-quarter 2015 results

03/11/2015(0)
UBS 3Q net profit CHF 2.1bn  Net profit attributable to shareholders CHF 2.1bn; diluted earnings per share CHF 0.54 Adjusted1 profit before tax CHF 1.0bn Fully applied Swiss SRB Basel ... Read More
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SEC announced settlement of charges with two UBS Advisory Firms

20/10/2015(0)
Two UBS Advisory Firms Settle Charges Arising From Failure to Disclose Change in Investment Strategy Settlement Will Return More Than $13 Million to Harmed Investors The Securities and Exchange ... Read More
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UBS to Pay $19.5 Million Settlement Involving Notes Linked to Forex trading strategy

14/10/2015(0)
Case Is Agency’s First Against an Issuer of Retail Structured Notes The Securities and Exchange Commission today announced that UBS AG has agreed to pay $19.5 million to settle ... Read More
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Six Former Brokers Stand Trial Over Libor

07/10/2015(0)
Court hears brokers helped convicted trader Tom Hayes rig interest rate benchmarks for financial gain Six former brokers with nicknames including “Lord Libor” and “Big Nose” helped convicted bank ... Read More
UBS-building

In defeat for UBS, Connecticut top court finds broad whistleblower rights

06/10/2015(0)
Ex-UBS executive says was fired for complaints State law offers broader protection than US Constitution Connecticut’s highest court made it easier for private sector workers to bring whistleblower claims ... Read More
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UBS Unit to Pay $34 Million in Settlements Over Puerto Rico Bond Funds

30/09/2015(0)
Settlements stem from former broker who had customers invest borrowed money in the funds A unit of UBS Group AG agreed to pay roughly $34 million in settlements with ... Read More
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