Search Results for: Business Conduct Committee
ADCCA launched the first Australian Digital Currency Industry Code of Conduct
December 7th, 2016
Industry joins forces to create a digital currency code of conduct to protect consumers and boost growth The Australian Digital Currency & Commerce Association (ADCCA) today launched the first Australian Digital Currency Industry Code of Conduct to ensure consumers ...
Presentation of the ECB Annual Report 2015 to the Committee on Economic and Monetary Affairs of the European Parliament
April 8th, 2016
Vítor Constâncio, Vice-President of the ECB presented the ECB’s 2015 Annual Report. Below is the presentation as it was published: Mr Chairman, Honourable Members of the Committee on Economic and Monetary Affairs, Ladies and gentlemen, I am honoured to ...
Financial Policy Committee statement from its policy meeting, 23 March 2016
March 29th, 2016
1. The Bank of England’s Financial Policy Committee (FPC) assesses the outlook for financial stability by identifying the risks faced by the financial system and weighing them against the resilience of the system. In doing so, its aim is to ...
March 2015 National Association for Business Economics Outlook – Summary
March 30th, 2015
The March 2015 NABE Outlook presents the consensus of macroeconomic forecasts from a panel of 50 professional forecasters (see last page for listing). The survey, covering the outlook for 2015 and 2016, was conducted February 25- March 12, 2015. ...
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
March 24th, 2015
The Financial Conduct Authority has set out the key areas of work it will undertake in the forthcoming financial year with the publication of its Business Plan for 2015/16. It also confirmed the creation of two new Divisions that would ...
Swap dealer ordered to pay a $900,000 fine
November 6th, 2018
National Futures Association (NFA), a self-regulatory organization for the U.S. derivatives industry, has issued a press release to inform that has decided to order New York, NY swap dealer Mizuho Capital Markets LLC (Mizuho Capital) to pay a $900,000 ...
BCD Forex Investments LLC permanently barred
January 18th, 2018
The National Futures Association has issued an announcement to inform that has permanently barred Glendale, Ariz. commodity trading advisor BCD Forex Investments LLC (BCD) from membership and from acting as a principal of any NFA Member. The Decision, issued ...
Introducing broker to pay a $50,000 fine
September 19th, 2017
The National Futures Association (NFA) has published a decision issued by an NFA Hearing Panel in regards an order against the introducing broker Kingsview Futures LLC to pay a $50,000 fine. According the information, The Decision, issued by an ...
NFA barred commodity trading advisor Samico Worldwide Markets
March 8th, 2017
National Futures Association (NFA) has permanently barred Redding, Calif. commodity trading advisor Samico Worldwide Markets, Inc. (Samico) and its principal and sole associated person, Thomas Gasparini, from membership and from acting as a principal of an NFA Member. The ...
UK located commodity pool operator and commodity trading advisor ordered to pay a $60,000 fine
November 7th, 2016
NFA orders London, England, commodity pool operator and commodity trading advisor The Cambridge Strategy Asset Management Limited to pay $60,000 fine National Futures Association (NFA) has ordered The Cambridge Strategy Asset Management Limited(Cambridge), an NFA Member commodity pool operator (CPO) ...
