Search Results for: Capital Markets
CySEC’s announcement for the clients of AFX Capital Markets Ltd
November 14th, 2019
The Cyprus Securities and Exchange Commission (CySEC) has issued the below announcement for the clients of AFX Capital Markets Ltd in relation to the CySEC’s decision to completely suspend AFX’s authorisation. The announcement says: ” The Cyprus Securities and ...
ICAP Capital Markets LLC ordered to Pay $50 Million penalty
September 19th, 2018
The Commodity Futures Trading Commission (CFTC or Commission) issued an Order filing and settling charges against ICAP Capital Markets LLC (ICAP), now known as Intercapital Capital Markets LLC (ICAP), for, by and through certain of its brokers, aiding and ...
U.S. Regulator is monitoring the impact of Hurricane Irma on investors and capital markets
September 14th, 2017
The Securities and Exchange Commission is closely monitoring of the impact of Hurricane Irma on investors and capital markets, and continues to monitor the impacts of Hurricane Harvey. “As we are doing in areas affected by Hurricane Harvey, the ...
Important update: The reason why Gallant Capital Markets filed for bankruptcy
April 20th, 2017
Following the news that Gallant Capital Markets Ltd, the parent company of forex broker GCMFX, announced that it has filed for a voluntary petition under chapter 11 of the United States Bankruptcy Code, with the United States Bankruptcy Court for ...
Gallant Capital Markets has filed for bankruptcy
April 19th, 2017
Gallant Capital Markets Ltd which operates the retail forex broker GCMFX has upload an announcement on its website informing that effective 5pm E.T. on 14 April 2017, Gallant Capital Markets Ltd has filed for a voluntary petition under chapter ...
What would ‘Brexit’ mean for Europe’s capital markets? Clifford Chance report analyses the legal and regulatory challenges
March 21st, 2016
AFME has today published a report, commissioned from Clifford Chance, which analyses the potential impact of a UK exit from the EU on Europe’s capital markets. The report, entitled “The UK Referendum: Challenges for Europe’s Capital Markets”, was written ...
FCA UK warns for a clone of Capital Markets
February 17th, 2016
FCA informs that fraudsters are using the details of firms authorised by the Authority to try to convince people that they work for a genuine, authorised firm. This is what FCA call a ‘clone firm’; and fraudsters usually use ...
FIS to Acquire SunGard, Deepens Enterprise Banking and Capital Markets Solutions
August 13th, 2015
Key facts The combined company will have over $9.2 billion in annual revenues. Upon closing, FIS will be uniquely positioned to offer a broad range of enterprise banking and capital markets solutions to empower financial institutions and businesses worldwide. ...
Piper Jaffray Enters Definitive Agreement to Acquire BMO Capital Markets GKST
July 22nd, 2015
Piper Jaffray Enters Definitive Agreement to Acquire BMO Capital Markets GKST, Bolstering Fixed Income Sales, Trading & Analytics Platform Piper Jaffray Companies (NYSE: PJC), a leading investment bank and asset management firm, today announced that it has reached a definitive ...
Capital Markets Union should ease cross-border investment and finance for SMEs
July 10th, 2015
The EU Capital Markets Union (CMU) should provide a new, more efficient way to channel savings into small business ventures and protect cross-border investors in the EU, says a non-binding resolution voted on Thursday. MEPs want CMU building blocks, ...
