Search Results for: JAPAN FSA
FSA Japan announced Administrative action against Credit Suisse Securities (Japan) Limited
April 26th, 2016
The Securities and Exchange Surveillance Commission (SESC) conducted an inspection on Credit Suisse Securities(Japan)Limited (hereinafter referred to as “the Company”), and found violations of the Financial Instruments and Exchange Act (hereinafter referred to as ”FIEA”). On April 15, 2016, ...
Japan’s Fsa Warns Against Unauthorized Optionrally, Two Other Binary Options Brokers
February 11th, 2016
Japan’s financial watchdog, the Financial Services Agency (FSA), included on Wednesday into its alert list binary options brokers LFG Investment, trading as OptionRally, and WorldOptionner Management Office and BizOption Management Office, trading as Bizoption and Worldoption, respectively. The three companies have been providing financial services in the ...
FSA Japan issued disciplinary action against Ernst & Young Japan
December 28th, 2015
The Financial Services Agency (FSA) of Japan, has issued a press release to inform regarding disciplinary action against an Audit firm and Certified Public Accountants On December 22, 2015, the FSA issued an administrative order to Ernst & Young ...
Monex’s subsidiary completes registration with FSA Japan regulator
December 16th, 2015
Monex Group has issued a press release to inform that: Monex-Saison-Vanguard Investment Partners, Inc. (“MSVIP”), a subsidiary of Monex Group, Inc. (“the Company”) (TSE: 8698), announces “Completion of Registration of the Investment Management Business with the FSA” This is a reference* ...
Japanese Country Manager
April 11th, 2018
Who we Are? Are you looking for a job opportunity in the exciting field of Forex? Join Tickmill Europe Ltd, a Global Group of Companies, offering trading services with a prime focus on CFDs on Forex, Stock Indices, Commodities, ...
5 cryptocurrency exchanges give up on Japan licensing efforts
March 30th, 2018
Five cryptocurrency exchanges have withdrawn their applications to be licensed in Japan, saying they can’t meet the government’s requirements, the Financial Services Agency said Thursday. Two exchanges, Tokyo GateWay and Mr. Exchange, recently told the government they no longer ...
Japanese Country Manager
March 27th, 2018
Who we Are? Are you looking for a job opportunity in the exciting field of Forex? Join Tickmill Europe Ltd, a Global Group of Companies, offering trading services with a prime focus on CFDs on Forex, Stock Indices, Commodities, ...
Japan Approves 11 Bitcoin Exchanges In Regulatory Framework
October 3rd, 2017
Japan’s Financial Services Agency (FSA) has granted regulatory approval to 11 domestic virtual currency exchanges, making them the first to be allowed to operate under the country’s new financial services regulations. The list of companies includes bitFlyer, QUOINE, Bit ...
Japan and Australia cooperate on fintech
June 26th, 2017
The Japan Financial Services Agency (‘JFSA’) and Australian Securities and Investments Commission (‘ASIC’) announced the completion of a framework for co-operation to promote innovation in financial services in Japan and Australia. This Co-operation Framework recognises the global nature of ...
Singapore and Japan establish FinTech Cooperation Framework
March 13th, 2017
The Monetary Authority of Singapore (MAS) and the Financial Services Agency (FSA) of Japan announced the establishment of a Co-operation Framework to enhance FinTech linkages between both countries. 2. The Framework enables MAS and FSA to refer ...