Search Results for: Nomura
SEC charges former head traders at Nomura with fraud
May 16th, 2017
The Securities and Exchange Commission today charged a pair of former head traders who ran the commercial mortgage-backed securities (CMBS) desk at Nomura Securities International Inc. with deliberately lying to customers in order to inflate the profits of the ...
BDO Nomura launches online trading platform
October 25th, 2016
BDO Unibank, Inc. (BDO) and Nomura Holdings, Inc. (Nomura) announced that their joint venture, BDO Nomura Securities, Inc. (BDO Nomura), has officially commenced operations offering online trading services for stocks listed on the Philippine Stock Exchange (PSE). BDO Nomura ...
Nomura Settles American Executive’s Wrongful-Dismissal Suit
January 5th, 2016
Nomura Securities Co., Japan’s largest brokerage, has settled a wrongful-dismissal suit filed by an American managing director, agreeing to pay him ¥82 million ($688,000) in compensation without reinstating him. The Tokyo District Court had ruled in August that Nomura had wrongfully ...
Nomura to pay $1 billion for stake in American Century
December 23rd, 2015
Nomura Holdings Inc., Japan’s biggest brokerage, plans to pay about $1 billion for a stake of around 40% in U.S. money manager American Century Investments, according to a person familiar with the matter. The purchase from Canadian Imperial Bank ...
SFC reprimands and fines Nomura International (Hong Kong) Limited HK$4.5 million for regulatory breach
July 30th, 2015
The Securities and Futures Commission (SFC) has reprimanded and fined Nomura International (Hong Kong) Limited (Nomura Hong Kong) HK$4.5 million for failing to report significant misconduct by a former trader in a timely manner (Note 1). On 11 June ...
Nomura sees end to overseas business losses; analysts see tough markets ahead
May 28th, 2015
Japan‘s biggest brokerage Nomura Holdings Inc plans to keep a lid on costs as it chases a profit at its loss-making overseas business for the first time in six years, a target some analysts see as tough amid looming ...
Nomura Is Latest Bank to Stop Clearing Swaps as New Rules Bite
May 14th, 2015
Nomura Holdings Inc. will no longer act as a middleman to allow clients to guarantee their swap trades with a clearinghouse, the latest bank to exit the business as new rules increase risks and costs in the $630 trillion ...
Nomura Misses Goal of Returning to Profit Abroad
April 28th, 2015
Nomura Holdings Inc. missed its goal of returning to profit outside Japan last fiscal year, people with knowledge of the matter said. The pretax loss in Europe, the Americas and Asia for the year ended March was due to ...
HSBC, Nomura Lose Bid to Block U.S. Regulator Lawsuits
August 29th, 2014
HSBC Holdings Plc (HSBA) and Nomura Holdings Inc. (8604) lost a bid to block claims by a U.S. regulator the banks say were brought too late, clearing the way for a trial of HSBC over questionable mortgage practices. U.S. ...
UPDATE: European shares edge up as earnings growth expectations stabilise
February 13th, 2019
European shares edged up on Wednesday as optimism about Washington and Beijing trade talks lifted global markets and data showed earnings growth forecasts for Europe are stabilising after steep downward revisions. The pan-European STOXX 600 was up 0.3 percent ...
