Regulators

esma (European Securities and Markets Authority)

ESMA imposed a fine for EMIR Data breaches

13/07/2021(0)
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined DTCC Derivatives Repository Plc (DDRL) a total of €408,000 for seven infringements of the European ... Read More
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CySEC imposed an administrative fine to a Cyprus Investment Firm

16/06/2021(0)
The Cyprus Securities Exchange Commission (CySEC) has issued an announcement to inform that has decided to impose an administrative fine to a Cyprus Investment Firm (CIF). According with the ... Read More
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CySEC announced withdrawal of Cyprus Investment Firm authorisation

20/05/2021(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement today to inform that it has decided to withdraw CIF authorisation of a Cyprus investment Firm. In accordance ... Read More
esma (European Securities and Markets Authority)

ESMA: Retail clients continue to lose out due to high investment products costs

15/04/2021(0)
The European Securities and Markets Authority (ESMA), the EU securities regulator, published its third annual statistical report on the cost and performance of European Union (EU) retail investment products. ... Read More
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CySEC: Withdrawn of the Investors Compensation Fund membership

05/04/2021(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement on April 2, 2021, to inform that the Investors Compensation Fund (‘the ICF’) has withdrawn the ICF membership ... Read More
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CySEC reached a settlement with a CIF for 100.000 euro

02/04/2021(0)
The Cyprus Securities and Exchange Commission (CySEC) has announced that has reached a settlement with a Cyprus Investment Firm (CIF). The settlement decision is in accordance with article 37(4) ... Read More
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CySEC reached a settlement with a Cyprus Investment Firm for €50.000

24/03/2021(0)
The Cyprus Securities and Exchange Commission (CySEC) has today announced that has reached a settlement with a Cyprus Investment Firm for possible violations. In accordance with the CySEC’s announcement: ... Read More
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CySEC warns regarding unregulated entities

12/03/2021(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has issued an announcement to inform investors about a number of websites that belong to unregulated entities. In accordance with the CySEC’s ... Read More
FCA_regulator

FCA UK sets out its approach to international firms; Authorisation and Supervision

25/02/2021(0)
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has published early in February its approach to the authorisation and ... Read More
sec

SEC charges Ripple and two executives

30/12/2020(0)
The Securities and Exchange Commission announced that it has filed an action against Ripple Labs Inc. and two of its executives, who are also significant security holders, alleging that ... Read More
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