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Regulators

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SEC Charges California Resident With Fraudulent Sales of Stock

03/12/2014(0)
The Securities and Exchange Commission today charged the owner of several now-defunct investment entities with fraudulently selling shares of stock that he claimed to own when he had actually ... Read More
EUROs

Central Bank of Lithuania on Euro adoption

02/12/2014(0)
Already on the first day of 2015, when the euro will be adopted in Lithuania, the residents will be provided with the opportunities to exchange their currency: apart from ... Read More
ASIC logo

Prime Trust directors disqualified and fined

02/12/2014(0)
The Federal Court today delivered its penalty judgment against 5 former directors of Australian Property Custodian Holdings Ltd (APCHL) who breached their directors’ duties by making an illegal related ... Read More
onestopbrokers-Regulators

Supervisory Authorities issued warnings on unauthorised companies

02/12/2014(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Belgium (Financial Services and Markets Authority – FSMA), Ireland (Central Bank of Ireland), Spain (Comisión Nacional del ... Read More
FCA_regulator

FCA: New rules will protect consumers from harmful fee-charging credit broking practices

01/12/2014(0)
New rules have been introduced by the Financial Conduct Authority (FCA) today to tackle poor practice in the credit broking market which is causing serious detriment to consumers. The ... Read More
EAIG

European Audit Regulators on audit quality issues

01/12/2014(0)
Independent audit regulators from Europe, including the Luxembourg, have structured meetings with different stakeholders on audit quality issues. In November, the European Audit Inspection Group (EAIG) met KPMG’s European leadership and ... Read More
New Zealand stock exchange

Phase two of financial markets law completes long-term overhaul

28/11/2014(0)
The second phase of New Zealand’s new capital markets and financial services law takes effect from Monday (1 December). Phase two includes licensing provisions that extend to several hundred ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

27/11/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that the following firms have successfully obtained the CySec licence to operate as Administrative Services ... Read More
Cyprus Securities and exchange commission (cysec)

CySec Announces 22 authorisations

27/11/2014(0)
The Board of the Cyprus Securities and Exchange Commission, announces to grant to the following companies a Cyprus Investment Firm authorisation. Granting authorisation to the below companies was decided during ... Read More
fma

New Chair of Financial Markets Authority

26/11/2014(0)
Commerce and Consumer Affairs Minister Paul Goldsmith today announced the appointment of Murray Jack as the new chair of the Financial Markets Authority (FMA). “I am very pleased that ... Read More
Broker Cyprus TopFX