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Regulators

cbc

CBC fines Alpha Bank Cyprus Ltd

11/09/2014(0)
The Central Bank of Cyprus (CBC) has decided the imposition of fine amounting to €89.000 against Alpha Bank Cyprus Ltd for failing to comply with specific Laws and Directives. The Central ... Read More
CySEC

CySec imposes administrative fine of €18.000

10/09/2014(0)
The Cyprus Securities and Exchange Commission informs the investors that decided to impose the administrative fine of €18.000 in total against Cyprus Investment firm “Regency Asset Management (Cyprus) Ltd” ... Read More
Cyprus Securities and exchange commission (cysec)

CySec imposes administrative fine of €10.000

10/09/2014(0)
The Cyprus Securities and Exchange Commission informs the investors that decided to impose the administrative fine of €10.000 in total against Cyprus Investment firm “SIB (Cyprus) Ltd” for breaching ... Read More
cftc-image-jpeg

Zulutrade fined by CFTC

10/09/2014(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced the filing and simultaneous settlement of charges against Zulutrade, Inc., a CFTC-registered Introducing Broker located in Piraeus, Greece, for failure to ... Read More
european-competition-law

U.S. regulator would welcome delay of EU clearing rules

10/09/2014(0)
A top U.S. regulator said on Wednesday he would welcome a delay by the European Union that gave more time to resolve a conflict with Washington over making derivatives ... Read More
FCA_regulator

FCA warning against unauthorised firm

09/09/2014(0)
The Financial Conduct Authority (FCA), the British financial regulator, has issued a warning informing that the firm “Jacobs Buchanan Investment Advisors / Jacobs Buchanan Partnership” (www.jacobsbuchanan.com) is not permitted ... Read More
ASIC_regulator

ASIC cancels margin forex company’s AFS licence

09/09/2014(0)
The Australian regulator, ASIC, has cancelled the Australian financial services (AFS) licence of Global Derivative Services Pty Ltd (GDS) after an investigation found it failed to comply with a ... Read More
european-competition-law

FX Probe Lags in EU as Other Watchdogs Ready for Fines

08/09/2014(0)
The European Union’s antitrust arm is still at the start of its probe into possible collusion in foreign-exchange markets even as U.S. and U.K. regulators edge closer to levying ... Read More
amf

AMF warns against fraudulent calls

08/09/2014(0)
The Autorité des Marchés Financiers (AMF) issued an alert for the public regarding the activities of certain individuals claiming to belong to the Autorité des Marchés Financiers and contacting ... Read More
esma regulator

ESMA invites investors to open hearing on market abuse

08/09/2014(0)
The European Securities and Markets Authority (ESMA) will hold an open hearing on the issues raised in the two recently published Consultation papers on draft Technical Standards and on ... Read More
Broker Cyprus TopFX