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Regulators

Cyprus Securities and exchange commission (cysec)

CySec warns of malicious sms

05/09/2014(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a warning announcement on misleading sms phone message. More precisely, the Chairwoman of the Cyprus Securities and Exchange Commission, Mrs. ... Read More
financial-services-malta-mfsa

MFSA warns of suspicious Facebook posts

05/09/2014(0)
The Malta Financial Services Authority (MFSA) has recently become aware of a number of posts on Facebook that contain offers of loans to the public in Malta of between ... Read More
bank-of-england-getty

Regulators set rules meant to ward off bank crisis

04/09/2014(0)
Federal regulators are requiring big banks to keep enough high-quality assets on hand to survive during a severe downturn, the latest move under congressional mandate to lessen the likelihood ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Renouncement of CIF licence

04/09/2014(0)
The Cyprus Securities and Exchange Commission (CySec) announced that, on 22nd August 2014, the CIF “Jiffix Markets Ltd“, which provided investment services via the domain www.jfx.com, renounced its authorization pursuant ... Read More
onestopbrokers-Regulators

EU regulators fine Infineon, Samsung, Philips 138 million euros

03/09/2014(0)
European Union antitrust regulators fined Philips, Samsung Electronics and Infineon Technologies a total of 138 million euros ($181.28 million) on Wednesday for fixing prices of chips used in mobile ... Read More
finma

Swiss watchdog investigates Espirito Santo private bank

03/09/2014(0)
Switzerland’s financial regulator said on Wednesday it is investigating Banque Privee Espirito Santo SA (BPES), a Swiss private bank which is part of the Espirito Santo family’s troubled business ... Read More
ASIC_regulator

Mark McIvor fined and convicted for failing to assist liquidator

03/09/2014(0)
The founder and former director of Equititrust Limited, Mr Mark McIvor, has been convicted and fined $10,000 after failing to assist the liquidator appointed to his three companies. Mr ... Read More
fed-logo-colour

U.S. bank regulators set to adopt liquidity, swaps margin rules

03/09/2014(0)
U.S. bank regulators plan to adopt on Wednesday rules forcing big banks to hold more assets that they could sell easily in a credit crunch, a requirement that is ... Read More
sec

U.S. SEC charges Houston adviser with not disclosing fund payments

03/09/2014(0)
A Houston-based investment advisory firm steered clients to certain mutual funds without disclosing that it was receiving payments from the broker who offered those funds, the U.S. Securities and ... Read More
swedish regulator finan

Swedish regulator warns against unauthorised firm

02/09/2014(0)
The Swedish Financial Supervisory Authority (Finansinspektionen) has today published a statement in order to warn investors against dealing with unauthorised firms. Stratford Private Equity PLC has not received authorisation ... Read More
Broker Cyprus TopFX