Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Regulators

afma

AFXC and AFMA publish standards for forex market

01/07/2014(0)
The Australian Foreign Exchange Committee (AFXC), Australia’s regulator, and the Australian Financial Markets Association released a document today for the currency market, highlighting the need to communicate standards for the forex ... Read More
FCA_regulator

Temporary restriction in short selling

01/07/2014(0)
The Financial Conduct Authority (FCA) notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of CIF (Cyprus Investment Firms) licence

30/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “1 Financial ROD Ltd” has successfully obtained the CySec license for CIF (Cyprus Investment ... Read More
ASIC_regulator

Former investment manager jailed

27/06/2014(0)
The Australian Securities and Investments Commission (ASIC) has published the following announcement after a series of investigations: A former investment manager with links to the failed firm Trio Capital ... Read More
FCA_regulator

FCA warning against clone firms

27/06/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that: Rimas Risk Management Service (55 Old Broad Street, London, EC2M1RX, Email: rimasuk@europe.com) ... Read More
FCA_regulator

FCA warning against unauthorised firm

26/06/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services ... Read More
finra1

FINRA Expels Success Trade Securities and Bars CEO Fuad Ahmed for Ponzi Scheme

26/06/2014(0)
The Financial Industry Regulatory Authority (FINRA) has announced that a FINRA hearing panel has expelled Washington, D.C.-based Success Trade Securities, Inc. from membership and barred its CEO and President, ... Read More
CySEC

CySec warning against unauthorised firm

25/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec) has published a press release informing  the investors that the company ‘BDB Services Ltd’  (https://www.australia.bancdebinary.com and https://www.bbinary.com): 1. Is not permitted to ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

24/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that “Waidelotte Directors Limited” has successfully obtained the CySec licence to operate as Administrative Services ... Read More

SEC Charges Hedge Fund Advisory Firm

24/06/2014(0)
The U.S. Securities and Exchange Commission has charged a West Palm Beach, Fla.-based hedge fund advisory firm and its founder with fraudulently shifting money from one investment to another ... Read More
Broker Cyprus TopFX