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Regulators

FCA_regulator

FCA warning against unauthorised firms

11/06/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services ... Read More
ASIC_regulator

Merrill Lynch Equities (Australia) Limited pays $65,000 infringement notice penalty

10/06/2014(0)
The Australian Securities and Investments Commission (ASIC) has imposed the penalty of $65,000 to Merrill Lynch Equities (Australia) Limited (Merrill Lynch) in order to comply with an infringement notice given to ... Read More
FCA_regulator

FCA finalises rules to improve the protection of client money and custody assets

10/06/2014(0)
The Financial Conduct Authority (FCA) has announced in a press release that it has finalised changes to the client money and custody assets (client assets) rules. These changes affect ... Read More
Bank of England_regulator

Bank of England launches cyber crime unit

10/06/2014(0)
The Bank of England (BoE), ahs announced that it has launched a new framework to help identify areas where the financial sector could be vulnerable to sophisticated cyber-attack. This ... Read More
moex

Moscow Exchange is to join the FIX Trading Community as a new Global Premier member

10/06/2014(0)
Moscow Exchange (MOEX) has issued in its press release dated June 9th that is delighted to join the FIX Trading Community as a new Global Premier member. MOEX manages ... Read More
FCA_regulator

FCA warning against clone firms

06/06/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that: GFI Securities Limited Stewart International Inc / Stewart International Ltd Stewart ... Read More
danskebank denmark

Danmarks Nationalbank’s interest rates unchanged

06/06/2014(0)
Denmark’s Nationalbank has issued a press release informing the investors on the interest rates following the announcement from the ECB on this issue. As a result, the lending rate, ... Read More
onestopbrokers-Regulators

CySec on ESMA’s regulation

06/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec) draws the attention of the supervised entities, the stakeholders and the investing public to the announcement of the European Securities Markets Authority ... Read More
jo-white

High-Speed Trading Rules Coming From SEC

06/06/2014(0)
U.S. Securities and Exchange Commission Chair Mary Jo White unveiled the regulator’s most sweeping plan yet for reining in high-frequency trading and monitoring dark pools and other secretive trading ... Read More
Barclays

Barclays Fine Spurs New U.K. Scrutiny of Derivatives Conflicts

06/06/2014(0)
Britain’s markets regulator plans to scrutinize the conflicts of interest banks face when they use derivatives after fining Barclays Plc (BARC) for manipulating the price of gold to avoid ... Read More
Broker Cyprus TopFX