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Regulators

Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

26/05/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that “Halman Consultans (Overseas) Limited” successfully obtained the CySec licence to operate as Administrative Services Provider ... Read More
regulatory_compliance

EU Market Rules, Logitech Probe, Finra Fines: Compliance

23/05/2014(0)
Europe’s capital markets are getting a new foundation. The 28-nation European Union’s top markets regulator yesterday made public more than 800 pages of proposed rules that cover everything from ... Read More
FCA_regulator

Barclays fined £26m by FCA

23/05/2014(0)
The Financial Conduct Authority (FCA), the Bitish regulatory body, has fined Barclays Bank Plc (Barclays) £26,033,500 for failing to adequately manage conflicts of interest between itself and its customers ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of CIF (Cyprus Investment Firms) licence

23/05/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced that “Different Choice FBC Ltd” and “Glestimon Management Ltd” have successfully obtained the CySec license for CIF ... Read More
FCA_regulator

Important information for debt management customers

22/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory body has issued the following warning: People who have a debt management plan with Debt Help & Advice Ltd should ... Read More
FSMA belgium

FSMA to ban certain financial products’ marketing

22/05/2014(0)
The Financial Services and Markets Authority (FSMA), the Belgian regulatory authority, published an announcement as follows: The marketing of certain financial products to retail clients in Belgium will be ... Read More
tokyo

SEC Charges Private Fund Manager

22/05/2014(0)
The Securities and Exchange Commission has charged a Sarasota, Fla.-based private fund manager with defrauding investors in a Ponzi scheme that ensued after he squandered their money on bad ... Read More
sra

SRA Board approves changes to the education and training regulations

22/05/2014(0)
The Solicitors Regulation Authority (SRA) Board has today (Wednesday 21 May) approved changes to the SRA training regulations. The changes form part of the SRA’s ongoing Training for Tomorrow ... Read More
Reserve-Bank-of-Australia-Logo-RBA

RBNZ renews currency swap facility with Chinese Bank

22/05/2014(0)
The Reserve Bank of New Zealand (RBNZ) has issued the following press release: The People’s Bank of China (PBOC) and the Reserve Bank of New Zealand today announced the ... Read More
SFC-logo-office

SFC reprimands and fines ICBC International Capital Limited and ICBC International Securities Limited

21/05/2014(0)
The Securities and Futures Commission (SFC) has reprimanded ICBC International Capital Limited (ICBCI Capital) and ICBC International Securities Limited (ICBCI Securities) (collectively ICBCI) and fined them $12.5 million respectively ... Read More
Broker Cyprus TopFX