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Regulators

FCA_regulator

FCA warning against unauthorised firm

21/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “Credit Clear Services Ltd t/a The Full Financial Review” is not ... Read More
asic

ASIC takes civil action against Astra Resources and its directors

21/05/2014(0)
The Australian Securities and Investments Commission (ASIC) has started legal action against Astra Resources PLC (Astra Resources) and its directors, alleging the company illegally raised more than $7.6 million ... Read More
Bafin

German regulator BaFin finds currency manipulation evidence

21/05/2014(0)
BaFin, the German regulator, said it had found concrete evidence that traders attempted to manipulate the global currency market, making it the first financial watchdog to confirm that suspicions ... Read More
Solicitors Regulation Authority logo

Solicitor struck off after bribery conviction

20/05/2014(0)
A solicitor has been struck off following his conviction for bribery charges in the US. The Solicitors Disciplinary Tribunal (SDT) struck off Jeffrey Tesler last week (Tuesday 13 May). ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

20/05/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that the following firms have successfully obtained the CySec licence to operate as Administrative Services ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: renouncement of licence

20/05/2014(0)
The Cyprus Securities and Exchange Commission announces that, on 6 May 2014, the CIF «Harvest Financial Services Ltd», renounced its authorization pursuant to section 24(1)(b) of the Investment Services ... Read More
onestopbrokers-Regulators

CySec: regarding the harmonized implementation of T+2 as standard settlement

20/05/2014(0)
CySec has issued a press release regarding the harmonized implementation of T+2 as standard settlement period in OTC Secondary Markets for transferable government securities as of 6 October 2014 ... Read More
sra

SRA publishes guidance for criminal legal aid contract applicants

19/05/2014(0)
The Solicitors Regulation Authority (SRA) has published guidance to support applicants tendering for criminal legal aid services contracts. The guidance covers key considerations firms need to keep in mind ... Read More
european-central-bank_regulator

Central Bank Gold Agreement

19/05/2014(0)
ECB and other central banks announce the fourth Central Bank Gold Agreement as follows: The European Central Bank, the Nationale Bank van België/Banque Nationale de Belgique, the Deutsche Bundesbank, ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

19/05/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that the following firms have successfully obtained the CySec licence to operate as Administrative Services ... Read More
Broker Cyprus TopFX