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Regulators

FCA_regulator

FCA warning of unauthorised firms

24/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that  the following firms are not permitted to provide financial services or products: ... Read More
onestopbrokers-Regulators

CySec: warning

21/03/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has issued a press release warning the investors that the companies: ‘Mercuria Technologies Ltd’ (http://www.optionsmarter.com) ‘Frontiers Group ... Read More
esma regulator

ESMA consults on major shareholders disclosures

21/03/2014(0)
The European Securities and Markets Authority (ESMA) has launched a consultation on draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings ... Read More
Venezia_ducato_zecchino

Bank of Malta: Zecchino

21/03/2014(0)
On 25 March 2014 the Central Bank of Malta will issue a gold coin depicting the zecchino. The coin has a face value of €5. The zecchino was a ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: regarding the late registration of trusts

21/03/2014(0)
The Cyprus Securities and Exchange Commission (‘CySEC’), following its announcement of March 7, 2014 wishes to inform all interested parties that Monday, March 10th was the final date for registering ... Read More
fasb

FASB issues update for private companies on consolidation of variable interest entities

21/03/2014(0)
The Financial Accounting Standards Board (FASB) today issued guidance intended to improve private company financial reporting regarding consolidation of lessors in certain common control leasing arrangements. FASB Accounting Standards ... Read More
european-central-bank_regulator

ECB on SRM agreement

21/03/2014(0)
The European Central Bank has issued a press release welcoming the political agreement reached on the single resolution mechanism (SRM) on Thursday morning. The negotiations between the European Parliament ... Read More
esma regulator

ESMA publishes list of authorised CCPs and OTC derivatives

20/03/2014(0)
Following the authorisation of NASDAQ OMX as the first EU-based CCP on 18 March 2014, the European Securities and Markets Authority (ESMA) has today published information about Nasdaq OMX ... Read More
FCA_regulator

FCA bans and fines trader for manipulating gilt price during QE

20/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority has announced that Mark Stevenson, a bond trader with nearly 30 years’ experience, has been banned from the industry and ... Read More
law_firms

SEC Charges Stockbroker and Law Firm Managing Clerk

20/03/2014(0)
The Securities and Exchange Commission charged a stockbroker and a managing clerk at a law firm with insider trading around more than a dozen mergers or other corporate transactions ... Read More
Broker Cyprus TopFX