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Regulators

onestopbrokers-Regulators

ASIC bans bankrupt financial adviser

28/03/2014(0)
ASIC has banned Victorian-based financial adviser, Mr Allan Burt Vissenjoux, from providing financial services. Mr Vissenjoux, who is an undischarged bankrupt, has been banned from providing financial services until ... Read More
ASIC_regulator

ASIC bans former WA accountant

28/03/2014(0)
ASIC has permanently banned former accountant, Mr Arden Rodrick Wittensleger, 44, of Menora in Western Australia, from providing financial services and engaging in credit activity. ASIC took action after ... Read More
FCA_regulator

FCA warning for clone company

28/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “RBC Wealth Management/ Royal Bank of Canada Wealth Management” is a clone ... Read More
bank-new-zealand_regulator

Reserve Bank issues LVR exemption for construction

28/03/2014(0)
The Reserve Bank of New Zealand has published revised rules that exempt construction loans from the Loan-to-Value Ratio (LVR) ‘speed limit’ introduced last October. The exemption for construction loans ... Read More
FSA logo

FSA: Guidelines for Supervision of Financial Market Infrastructures

27/03/2014(0)
The Financial Services Agency (FSA), the Japanese regulatory authority, has issued a series of Comprehensive Guidelines for Supervision of Financial Market Infrastructures, as part of the efforts toward “better regulation”. ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of licence

27/03/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced that “Nextrade Worldwide Ltd” has successfully obtained the CySec licence. Therefore, the company is now authorised ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: ICF to the members-Bail in of the Fund

27/03/2014(0)
The Administrative Committee of the Investor Compensation Fund of Clients of CIFs,hereinafter “the Fund” announces that at its meeting on March 7, 2014 and after taking into consideration a ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: consultation by ESMA

27/03/2014(0)
The Cyprus Securities and Exchange Commission would like to draw the attention of Issuers with securities admitted to trading on the Cyprus Stock Exchange or any other regulated market, ... Read More
ASIC_regulator

ASIC: Melbourne man pleads guilty to $1 million fraud

27/03/2014(0)
Australian Securities and Investment Commissions has issued the following announcement: Mr Carlo Cini, 56, of Altona North, Melbourne, pleaded guilty today in the Melbourne Magistrates Court to 22 offences ... Read More
bank-new-zealand_regulator

Reserve Bank of New Zealand: Coordination of Monetary and Macro-Prudential Policies

27/03/2014(0)
The Reserve Bank of New Zealand, sees a case to coordinate its monetary and macro-prudential policies, such as loan to value ratios, when the effects of those policies overlap, ... Read More
Broker Cyprus TopFX