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Regulators

esma (European Securities and Markets Authority)

ESMA publishes updated AIFMD and UCITS Q&As

07/04/2017(0)
The European Securities and Markets Authority (ESMA) has published updated questions and answers documents (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings ... Read More
CySEC

CySec issued new warning regarding individuals impersonating CySec representatives

07/04/2017(1)
Following up on its announcements dated 27 November 2015, 10 June 2016 and 19 October 2016, 17 November 2016 and 7 March 2017, the Cyprus Securities and Exchange Commission ... Read More
IOSCO logo -large

FSB-IOSCO Roundtable on Compensation Practices in the Securities Sector

07/04/2017(0)
The Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) jointly organized a Roundtable on Compensation Practices in the Securities Sector on 13 December 2016. Based ... Read More
CySEC

CySec wholly withdraw the license of a Cyprus Investment Firm

06/04/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform in relation to its decision to wholly withdraw the CIF license of CommexFx Ltd According CySec’s ... Read More
finma

FINMA informs on reporting requirements and trade repositories

06/04/2017(0)
The Swiss Financial Market Supervisory Authority FINMA has issued a press release to inform in relation to trade repositories. FINMA Guidance 02/2017 “Financial Market Infrastructures Act: reporting requirements / ... Read More
Bank of Russia, Moschow

Bank of Russia revoked the banking licence from a credit institution

06/04/2017(0)
By its Order No. OD-872, dated 5 April 2017, the Bank of Russia revoked the banking licence from the Kazan-based credit institution LIMITED LIABILITY COMPANY TATARSTAN AGRICULTURAL AND INDUSTRIAL BANK or LLC TATAGROPROMBANK (Registration No.728) from 5 April 2017. ... Read More
ESMA logo

ESMA updates MiFID II/MIFIR investor protection Q&As

05/04/2017(0)
The European Securities and Markets Authority (ESMA) has added 10 new Q&As to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market ... Read More
CySEC

Withdrawal of suspension of CIF authorisation

04/04/2017(0)
CySec has released a decision to withdraw the suspension of the authorization of the Cyprus Investment Firm Dragon Options Ltd, number 223/14. Dragon Options Ltd was among the four ... Read More
amf

The AMF publishes a draft recommendation on the performance simulations offered to investors

04/04/2017(0)
The Autorité des Marchés Financiers (AMF) is publishing a summary of the feedback submitted in response to the public consultation launched in November 2016 on the future performance simulations ... Read More
CySEC

Withdrawal of suspension of CIF authorisation

04/04/2017(0)
CySec has published a decision to withdraw the suspension of the authorization of the Cyprus Investment Firm TTCM Traders Trust Capital Markets Ltd, number 107/09. TTCM Traders Trust Capital ... Read More
Broker Cyprus TopFX