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Regulatory Sanctions

CySEC

CySec fines SpotOption Exchange Ltd

16/03/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform investors that the Commission has imposed an administrative fine of €10.000 on the Cypriot Investment Firm ... Read More
CySEC

CySec fines CommexFX Ltd

11/03/2016(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) has imposed an administrative fine of €50.000 on the Cypriot Investment Firm (CIF) CommexFX Ltd for violation of the section 139(2) of the ... Read More
cftc-logo

CFTC: Banc de Binary Ltd and ET Binary Options Ltd are among Binary Options Firms ordered to pay $9 Million penalty

10/03/2016(0)
Federal Court Orders Banc de Binary Ltd., ET Binary Options Ltd., BO Systems Ltd., BDB Services Ltd., and Oren Shabat Laurent to Pay More than $9 Million in Restitution ... Read More
CySEC

CySec informs that the CIF license of a Cyprus Investment Firm continuous to be suspended

09/03/2016(1)
The Cyprus Securities and Exchange Commission (CySec) has issued today a press release to inform regarding its decision for the Continuance of Suspension of CIF licence. According to CySec, ... Read More
CySEC

CySec imposed administrative fine to a Cyprus Investment Firm

08/03/2016(0)
The Cyprus Securities and Exchange Commission (CySec) has issued an announcement to inform public that on 21st December 2015, the Commission decided to impose an administrative fine of €5.000 ... Read More
CySEC

CySec suspended the license of a Cyprus Investment Firm

07/03/2016(0)
The Cyprus Securities and Exchange Commission (CySec), has announced that: The authorisation of the Cyprus Investment Firm ‘Pegase Capital Ltd’, number 225/14, is suspended, pursuant to section 26(2) of ... Read More
FCA-logo

FCA bans former Deutsche Bank trader

03/03/2016(0)
The Financial Conduct Authority (FCA) has banned Michael Ross Curtler, a former trader at Deutsche Bank AG, from the UK financial services industry for lacking honesty and integrity following ... Read More
cftc-logo

CFTC charged Asset Management firm and its owners

24/02/2016(0)
CFTC Charges Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie with Engaging in Illegal, Off-Exchange Precious Metals Transactions The U.S. Commodity Futures Trading Commission (CFTC) announced ... Read More
finra1

FINRA Bars Broker for Market Manipulation

23/02/2016(0)
Supervisor Barred from Supervising, Suspended and Fined; Additional Broker Sanctioned The Financial Industry Regulatory Authority (FINRA) announced that it has barred broker George Johnson from the securities industry for ... Read More
CySEC

CySec announced the suspension of license of a Cyprus Investment Firm

15/02/2016(0)
The Cyprus Securities and Exchange Commission (CySec), has announced that: The authorisation of the Cyprus Investment Firm ‘Trademarker (Cyprus) Ltd’, number 151/11, is suspended, pursuant to section 26(2) of ... Read More
Broker Cyprus TopFX