Regulatory Sanctions

Cyprus Securities and exchange commission (cysec)

CySec imposed Administrative fine to a Cyprus Investment Firm and its Director

06/07/2015(0)
CySec has issued an announcement to inform that: At the meeting held on the 11 November 2013, decided to impose the total administrative fine of €100.000 to CIF CommexFX ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Imposition of an administrative fine to the CIF Safecap Investments Ltd

02/07/2015(0)
The Cyprus Securities and Exchange Commission (the “CySEC”) would like to inform the public that, at the meetings held on the 2nd March 2015 and on the 25th May ... Read More
Cyprus Securities and exchange commission (cysec)

CySec update for CommexFX Ltd CIF licence suspension

02/07/2015(0)
Following previous announcement dated 12 June 2015, the Cyprus Securities and Exchange Commission, following a decision in the meeting dated 29 June 2015, announces that the authorisation of the ... Read More
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SEC Charges Former Stockbroker With Conducting Ponzi Scheme

02/07/2015(0)
The Securities and Exchange Commission today charged a former stockbroker in Pennsylvania with conducting a Ponzi scheme and stealing investor money to purchase a condominium in Florida and afford ... Read More
Cyprus Securities and exchange commission (cysec)

CySec announced Revocation of UCITS license

30/06/2015(0)
The Cyprus Securities and Exchange Commission has issued an announcement to inform about the revocation of the operation licence of the Local Common Fund ‘Argus Funds’ (umbrella scheme) (‘the Common ... Read More
fca-building

FCA warning against clone firm

26/06/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Fraudsters are using or giving out the following details as part of their ... Read More
FCA_regulator

FCA warning against unauthorised firm

26/06/2015(0)
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
CNMV

CNMV warns the public on Unregistered Firms

25/06/2015(0)
Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that: JD BUSINESS ... Read More
fca-building

FCA warning against unauthorised firms

24/06/2015(0)
FCA has issued a press release to inform that the below firms have been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
financial-services-malta-mfsa

MFSA Warning

24/06/2015(0)
The Malta Financial Services Authority (“MFSA”) has become aware of an entity operating under the name Wire Prepay, which is known to have an internet presence at http://www.wireprepay.com/. This ... Read More
Broker Cyprus TopFX