CNMV warns the public on Unregistered Firms
Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th the Securities Markets Act, the Comisión Nacional del Mercado de Valores, warns that:
- JD BUSINESS CAPITAL
- NEW YORK SECURITIES BANK (NYSB)/NYSB FUNDS MANAGEMENT, S.L.
Are not authorised to provide the investment services detailed in paragraph 1 and in letters a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, which includes investment advice, in relation to the financial instruments detailed in article 2 of the said Act, including, to such effects, transactions on foreign currency.
Source: CNMV
