Search Results for: warnings
Supervisory Authorities issued warnings on unauthorised companies
December 10th, 2014
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Ireland (Central Bank of Ireland), and Luxembourg (Commission de Surveillance du Secteur Financier – CSSF), report the following companies offering investment services without the required authorisation. Ingledew Trading ...
Supervisory Authorities issued warnings on unauthorised companies
December 2nd, 2014
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Belgium (Financial Services and Markets Authority – FSMA), Ireland (Central Bank of Ireland), Spain (Comisión Nacional del Mercado de Valores – CNMV) and Holland (Netherlands Authority for ...
Supervisory Authorities issued warnings on unauthorised companies
November 24th, 2014
The Central Bank of Ireland, the Italian financial market regulator CONSOB and the Bulgarian Financial Supervision Commission reported that: 1) Phoenix Financial Services (USA) and Miyako Mergers & Acquisitions (Japan) are not authorised by the Central Bank of Ireland as ...
SRA scam warnings
August 29th, 2014
Birketts has been exposed by the Solicitors Regulation Authority (SRA) as the subject of a scam after members of the public received emails purportedly from the UK Border Agency advising them to send money to the firm as well ...
U.S. regulators step up warnings to banks for poor risk-spotting
August 21st, 2014
U.S. regulators are sending some of the biggest global banks verbal warnings as they crack down on the firms’ poor grasp of their own weaknesses, and push for rapid improvements in risk assessment, according to two sources familiar with ...
Belgium FSMA warns for companies that offer trading software-Expert Advisor
August 27th, 2021
The Financial Services and Markets Authority (FSMA), an autonomous public institution that supervises the Belgian financial sector, has published a warning to inform about companies that offer trading software (Expert Advisors). The FSMA is warning against Finiko, a company ...
EU Commission published an evaluation report on the GDPR
July 13th, 2020
Just over two years after its entry into application, the European Commission published an evaluation report on the General Data Protection Regulation (GDPR). The report shows the GDPR has met most of its objectives, in particular by offering citizens ...
CySEC warns for individuals impersonating CySEC representatives
May 19th, 2020
The Cyprus Securities and Exchange Commission’s (CySEC) has issued an announcement to inform that as a result of the Cyprus Securities and Exchange Commission’s (CySEC) supervision programme, there is evidence of fraudulent representation of CySEC officers engaging with investment ...
Do you believe that trading in cryptocurrencies should be regulated?
March 11th, 2020
Do you believe that trading in cryptocurrencies should be regulated? Yes or No Over the past four years cryptocurrencies have become ubiquitous, prompting more national and regional authorities to grapple with their regulation. Countries around the world issued notices ...
Pound Sterling to Euro exchange rate jittery as UK public heads to the polls
December 12th, 2019
Fresh polls indicating a Conservative Party majority is uncertain came in yesterday, leading to fresh Sterling (GBP) jitters and knocking the Pound to Euro (GBP/EUR) exchange rate further away from its best levels. Despite the uncertainty though, investors have ...
