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AFS licence

ASIC_regulator

ASIC cancels Gallop International’s Australian financial services licence

29/05/2017(0)
ASIC has cancelled the Australian financial service licence (AFS) licence of Gallop International Group Pty Ltd, formerly known as Weather Pro Exchange Pty Ltd (ACN 147 664 551) (Gallop). The cancellation ... Read More
ASIC_regulator

AAT affirms ASIC’s decision to refuse an application Clemente Group Holdings Pty Ltd for a derivatives/market maker licence

27/10/2016(0)
The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse an application from Clemente Group Holdings Pty Ltd (Clemente) seeking an Australian Financial Services (AFS) licence to provide ... Read More
ASIC_regulator

ASIC takes civil action against Growth Plus Financial Group Pty Ltd and individual

04/10/2016(0)
ASIC has commenced civil proceedings in the Supreme Court of Queensland against Ben Jayaweera and Growth Plus Financial Group Pty Ltd (in liquidation) (Growth Plus). On 11 March 2016 ... Read More
ASIC_regulator

ASIC cancels a suspended Australian Financial Services licence

16/09/2016(0)
ASIC has cancelled the Australian Financial Services (AFS) licence of Melbourne-based company Allegianz Pty Ltd (Allegianz) for failing to lodge financial statements and auditor reports. Allegianz’s AFS licence was ... Read More
ASIC_regulator

ASIC cancels AFS licence of The Sharemarket College

08/09/2016(0)
ASIC has cancelled the Australian Financial Services (AFS) licence of Brisbane-based education and training business, The Sharemarket College Pty Ltd (AFS licence No 331635). ASIC has also banned the ... Read More
ASIC_regulator

ASIC cancels AFS licence for failing to lodge financial statements

26/07/2016(0)
ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based Edwards Benefits Advisors Pty Ltd (Edwards Benefits) for failing to comply with a number of key obligations as ... Read More
ASIC_regulator

ASIC cancels the AFS licence of TMK Index Limited

01/06/2016(0)
ASIC has cancelled the Australian financial services (AFS) licence of TMK Index Limited (AFS Licence No 314823) for failing to comply with a number of key obligations, including requirements ... Read More
ASIC_regulator

Retail OTC derivative issuer Ikon rectifies client trust accounts and improves disclosure

11/05/2016(0)
Following concerns raised by ASIC, retail over-the-counter (OTC) derivative issuer Ikon (Australia) Pty Ltd (AFSL No. 416279) (Ikon) has agreed to separate client money held in compliance with its ... Read More
ASIC_regulator

Forex TG requests voluntary suspension of AFS licence

10/02/2016(0)
Forex TG Pty Ltd (Forex TG) has voluntarily requested that ASIC temporarily suspend its Australian Financial Services (AFS) licence in order to provide it with time to restructure, re-brand ... Read More
ASIC_regulator

ASIC suspends BBY Ltd’s AFS licence

28/05/2015(0)
ASIC has suspended the Australian financial services (AFS) licences held by BBY Ltd, BBY Advisory Services Pty Ltd, and SmarTrader Limited. Importantly, the terms of the suspension allow the ... Read More
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