AFS

ASIC_regulator

Relief for foreign financial service providers from Luxembourg

22/11/2016(0)
ASIC has extended its relief for foreign financial service providers (FFSPs) from the requirement to hold an Australian financial services (AFS) licence when providing financial services to Australian wholesale ... Read More
ASIC_regulator

ASIC cancels licence of Pacific Millennium International Investment Group Pty Ltd

05/08/2016(0)
ASIC has cancelled the Australian financial services (AFS) licence of Pacific Millennium International Investment Group Pty Ltd (PMIIG) after it was found to have breached the obligations of a ... Read More
ASIC_regulator

ASIC cancels licence of AFS wholesale service provider

29/06/2016(0)
ASIC has cancelled the Australian financial services (AFS) licence of Ergo Capital Pty Ltd (AFS licence No 420978) for failing to comply with a number of its obligations as ... Read More
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