Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Australian Securities and Investment Commission (ASIC)

ASIC_regulator

ASIC bans finance broker and cancels Australian Credit Licence

20/03/2015(0)
ASIC has banned Victorian finance broker Ms Meenakshi Devi Callychurn from engaging in credit activities for five years, and cancelled the Australian credit licence of her company Unique Mortgage ... Read More
ASIC logo

ASIC facilitates foreign financial service providers applying for exemptions

13/03/2015(0)
ASIC is clarifying the documentation foreign financial services providers should provide to it when applying for class order exemptions to conduct business in Australia to facilitate an easier application ... Read More
ASIC logo

ASIC surveillance prompts FX provider to enhance compliance procedures

08/12/2014(0)
Following an ASIC surveillance, Calibre Investments Pty Ltd will implement changes to the way it offers FX services to retail clients. The move is part of ASIC’s crackdown on ... Read More
esma regulator

ESMA and Australian Securities and Investment Commission (ASIC) sign MoU on trade repository data

04/12/2014(0)
The European Securities and Markets Authority (ESMA) and the Australian Securities and Investments Commission (ASIC) have concluded a Memorandum of Understanding (MoU) on access to data held in European trade repositories ... Read More
ANZ bank

Australia’s ANZ bank suspends seven traders

19/11/2014(0)
ANZ, one of Australia’s biggest banks, has suspended seven traders as part of an inquiry into the potential rigging of key interbank interest rates. The Australian Securities and Investment ... Read More
Broker Cyprus TopFX