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BaFin

deutsche-bank

German Regulator to Publish Deutsche Bank Libor Report in January ‘At the Earliest’

14/12/2015(0)
Germany’s financial markets regulator, BaFin, is likely to publish its final report about its findings over the key reference rate Libor manipulation scandal at the beginning of January at the earliest, ... Read More
Bafin

BaFin has issued a warning for an unauthorised firm

16/11/2015(0)
The Federal Financial Supervisory Authority (BaFin) has issued a warning to inform investors and public that the firm Karatbars International GmbH has no authorisation pursuant to section 32 of ... Read More
onestopbrokers-Regulators

BaFin and the SEC: An international comparison of supervisory practice

03/11/2015(0)
The Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) is often compared to the U.S. Securities and Exchange Commission (SEC) in the media and by the public. The ... Read More
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Deutsche Bank Suspends Moscow Traders

21/05/2015(0)
Traders allegedly breached anti-money-laundering rules Deutsche Bank AG said it has suspended several Moscow-based traders over allegedly breaching anti-money-laundering rules, adding to the list of legal woes at Germany’s largest lender. ... Read More
Bafin

BaFin: Market manipulation – Pre-arranged trades and wash sales

04/05/2015(0)
BaFin has published an article with important information for investors regarding Market manipulation – Pre-arranged trades and wash sales. Trading securities to gain would-be tax advantages could boomerang back ... Read More
Bafin

BaFin imposes fine on BlackRock Investment Management (UK) Ltd

20/03/2015(0)
The German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) has imposed a fine of EUR 3.25m on BlackRock Investment Management (UK) Ltd. This constitutes the largest fine that BaFin has ever imposed. BlackRock has announced ... Read More
Bafin

New President of the German Financial Supervisory Authority (BaFin)

16/03/2015(0)
As from the beginning of March, Felix Hufeld is the new President of BaFin. He took over from Dr Elke König at the beginning of March. Dr König will ... Read More
deutsche-bank

Deutsche Bank considers retail bank spin-off

15/01/2015(0)
Deutsche Bank is considering spinning off its retail banking operations as regulators push Germany’s biggest lender to lower its debt levels and stop it using deposits collected from consumers ... Read More
Bafin

BaFin release for global systemically important institutions

15/12/2014(0)
When global systemically important credit institutions fail – i.e. banks that are too big, too complex or too interconnected with other market participants to be able to exit the ... Read More
Bafin

Regulator Investigates Controls at Deutsche Bank Commodities Unit

20/06/2014(0)
Germany’s top financial regulator recently investigated internal controls at Deutsche Bank AG’s commodities unit, according to a person familiar with the probe. The regulator, BaFin, sent a letter to ... Read More
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