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GP Global announces the calendar of Continuous Professional Training Courses for 2019

16/10/2019(0)
G.P. GLOBAL LTD, a company that is specialised in offering services, training and seminars to CIFs since 2002, has issued an announcement to inform about the organisation of Continuous ... Read More
Otkritie Capital

Otkritie Capital International reports Global Prime FX volumes up 96% over last 12 months

27/04/2017(0)
Otkritie Capital International, the brokerage and investment banking company, today announces at TradeTech Europe that its FX Prime business within the Otkritie Global Prime franchise is picking up pace ... Read More
cocoa beans to dry in Niable

Cocoa prices to 9-year lows

13/04/2017(0)
Confectioners need to whet consumers’ appetite for chocolate if cocoa prices are to overcome the “poor” prospects which have already driven them to 9-year lows, Marex Spectron said, foreseeing ... Read More
Morgan Stanley is pictured on a building in San Diego

Former Morgan Stanley Wealth Management financial adviser permanently banned

11/03/2017(0)
ASIC has permanently banned Andrew Peter Panayiotides from providing financial services. ASIC found that Mr Panayiotides failed to act in the best interests of clients and provided advice to ... Read More
bgc-partner

Global brokerage BGC Partners pays $90,000 penalty

23/02/2017(0)
BGC Partners (Australia) Pty Limited (“BGC”) has paid a total penalty of $90,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel (“MDP”). The MDP ... Read More
legal

Why the owner of a New York brokerage accused of $17M ‘pump-and-dump’ scheme walks free

02/02/2017(0)
The U.S. took too long to charge an owner of a New York brokerage with orchestrating a $17 million pump-and-dump scheme, a judge ruled in throwing out the indictment. ... Read More
Blackwell Global

Blackwell Global Acquires Double SFC Licences to Offer Securities and Futures Trading Services

28/12/2016(0)
International forex and CFDs brokerage Blackwell Global announces today the acquisition of 2 new licences issued by the Security and Futures Commission (SFC; Securities Licence No. BGX296 and Futures ... Read More
bgc-partner

BGC Partners completes acquisition of Sunrise Brokers

21/12/2016(0)
BGC Partners, Inc. (NASDAQ: BGCP) (“BGC Partners,” “BGC,” or “the Company”) a leading global brokerage company servicing the financial and real estate markets, today announced that it has completed the ... Read More
ASIC_regulator

CommSec pays $700,000 in infringement notice penalties and refunds $1.1 million in brokerage

02/09/2016(0)
Commonwealth Securities Limited (“CommSec”) has paid a total penalty of $700,000 to comply with two infringement notices given to it by the Markets Disciplinary Panel (“MDP”), and has voluntarily refunded ... Read More
accounting audit

Accounting Watchdog Says Most Brokerage-Firm Audits Need to Improve

19/08/2016(0)
Federal inspectors found deficiencies in more than three-quarters of the audits of broker-dealers they reviewed last year, down from the previous year but still at a high level, the ... Read More
Broker Cyprus TopFX