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brokerage

ADS Securities

ADS Securities expands to full-service brokerage in Hong Kong

08/06/2016(0)
ADS Securities, the Abu Dhabi-based international financial services firm, today announced that it had successfully secured its Type 1 and Type 2 regulatory licenses from the Hong Kong Securities ... Read More
fca-building

FCA:Unauthorised Forex (FX) trading and brokerage firms

08/01/2016(0)
FCA UK has issued an announcement to inform public and investors in relation to unauthorised Forex trading and brokerage firms. FCA points out that all firms offering their investment ... Read More
china-stock-market crash

Chinese Stocks: Brokerage Probes Weigh on November Stock Gains

01/12/2015(0)
Three of China’s largest brokerages said they were under investigation for suspected violations of margin-trading rules A widening Chinese investigation into what officials have deemed suspicious or illegal trading activity has ... Read More
credit_suisse

CS is first of post-2007 ventures to win China brokerage approval

26/11/2015(0)
CS is first of post-2007 ventures to win approval China gradually loosens rules for foreign players Licence limited to Qianhai area (Recasts, adds context on China reforms) Credit Suisse Group ... Read More
Citic-Securities_new-logo2-(2)

The president of China’s biggest brokerage is under investigation

16/09/2015(0)
The president of China’s largest brokerage has been caught in Beijing’s widening probe of insider trading. Cheng Boming, the president of Citic Securities, is being investigated for “insider dealing ... Read More
Merrill Lynch building is shown in downtown San Diego, California

Ex-Merrill Lynch Broker Ordered to Pay Restitution for Insider Trading

26/08/2015(0)
Scheme used offshore brokerage account to make trades based on Qualcomm inside information A former Merrill Lynch broker was ordered to pay $1.4 million in restitution to the brokerage ... Read More
china-stocks-board

China allows brokerages to issue bonds

02/07/2015(0)
China‘s securities watchdog on Wednesday allowed stock brokerages to issue bonds to widen their funding channels after a continued losing streak on the country’s stock market. Brokerage were allowed ... Read More
nomura

Nomura sees end to overseas business losses; analysts see tough markets ahead

28/05/2015(0)
 Japan‘s biggest brokerage Nomura Holdings Inc plans to keep a lid on costs as it chases a profit at its loss-making overseas business for the first time in six ... Read More
hong-kong-stocks

China Approves Brokerages to Start HK-Shanghai Trading

15/10/2014(0)
China approved brokerages including Central China Securities Co. (1375) to offer trading services that pave the way for the start of a program allowing investors in Shanghai and Hong ... Read More
brokerage

U.S. Charges Belize Agents Linked to Cynk’s Stock Surge

10/09/2014(0)
Two men working out of the same Belize building as the penny-stock company Cynk Technology Corp. (CYNK), which surged to a market value of more than $6 billion for ... Read More
Broker Cyprus TopFX