Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

Civil Monetary Penalty

cftc-logo

CFTC Orders Cargill to Pay a $10 Million Civil Monetary Penalty

07/11/2017(0)
The Commodity Futures Trading Commission (CFTC) announced the filing and simultaneous settlement of charges against Cargill, Inc. (Cargill), of Minnesota, for providing mid-market marks (marks) that concealed from counterparties and ... Read More
cftc

DV Trading ordered to pay a $5 Million penalty

30/06/2017(0)
CFTC Orders Rosenthal Collins Capital Markets LLC, Now Known as DV Trading LLC, to Pay a Civil Penalty of $5 Million for Engaging in Illegal Wash Sales Designed to ... Read More
cftc-logo

Wall Street Pirate Management and its owner banned and to pay $125,000

27/06/2017(0)
Federal Court in New York Imposes Permanent Registration and Trading Bans against Defendants Gary Creagh and His Company, Wall Street Pirate Management, LLC, and Orders Them to Pay a ... Read More
Royal Bank of Scotland

Royal Bank of Scotland to Pay $85 Million Penalty

06/02/2017(0)
CFTC Orders The Royal Bank of Scotland to Pay $85 Million Penalty for Attempted Manipulation of U.S. Dollar ISDAFIX Benchmark Swap Rates In Total, the CFTC Has Imposed $570 ... Read More
cftc-logo

J.P. Morgan Securities ordered to pay $900,000

12/01/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against J.P. Morgan Securities LLC (JPMS), a Delaware corporation headquartered in New York City, ... Read More
cftc-logo

CFTC Orders JSC VTB Bank and VTB Capital PLC Jointly to Pay a $5 Million Civil Monetary Penalty

20/09/2016(0)
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against banking institutions JSC VTB Bank (VTB), headquartered in St. Petersburg, Russia, and VTB Capital PLC (VTB ... Read More
cftc-logo

CFTC Orders Deutsche Bank AG to Pay a $2.5 Million Civil Monetary Penalty

02/10/2015(0)
CFTC Orders Deutsche Bank AG to Pay a $2.5 Million Civil Monetary Penalty for Swaps Reporting Violations and Related Supervision Failures CFTC Finds that Deutsche Bank Did Not Diligently ... Read More
Broker Cyprus TopFX