Commodity Futures Trading Commission

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Principal of Binary Options trading firm to a pay $200,000 penalty

05/08/2019(0)
The U.S. Commodity Futures Trading Commission issued an order filing and settling charges against Curtis Dalton of Middleton, Massachusetts, requiring him to pay $200,000 for offering illegal off-exchange retail ... Read More
wARNING

Beware of social media-based Forex fraud scheme

25/07/2019(0)
Defendant to pay more than $2.9 Million in social media-based Forex fraud scheme. The Commodity Futures Trading Commission (CFTC) announced that U.S. District Court for the Southern District of ... Read More
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Forex trading scheme charged in $75 Million fraud

25/04/2019(0)
The Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in federal court in Florida against Sarasota area defendants Oasis International Group, Limited (OIG), Oasis Management, LLC (OM), ... Read More
fined

Former precious metals trader for UBS AG fined

08/02/2019(0)
The Commodity Futures Trading Commission (CFTC) has issued an announcement to inform that Judge Vanessa Bryant of the U.S. District Court for the District of Connecticut issued a Final ... Read More
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Individual and Company charged with ongoing Forex and Commodity fraud

18/12/2018(0)
The Commodity Futures Trading Commission (CFTC) has issued an announcement to inform about the filling of a civil enforcement action against an individual and his Illinois limited liability company ... Read More
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Company and individual charged for $170 Million Ponzi Scheme

19/11/2018(0)
The Commodity Futures Trading Commission (CFTC) and the Utah Department of Commerce, Division of Securities, through its Attorney General, jointly filed a civil enforcement action in the U.S. District ... Read More
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Former managing director of Deutsche Bank Securities Inc. charged for fraud

12/11/2018(0)
The Commodity Futures Trading Commission (CFTC) announced today that it filed and settled charges against Jacob Bourne, a former managing director of Deutsche Bank Securities Inc., for fraudulently mismarking ... Read More
Binary scam

Individuals and entities charged in global retail binary options fraud

28/09/2018(0)
The Commodity Futures Trading Commission (CFTC) announced that it filed two complaints in federal district courts in Florida against four individuals and three entities and issued seven administrative Orders ... Read More
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Futures trader and trading firm to pay $2.3 Million in penalties

24/09/2018(0)
The Commodity Futures Trading Commission (CFTC) issued two orders filing and settling charges against Victory Asset, Inc. (Victory) and Michael D. Franko for spoofing—bidding or offering with the intent ... Read More
BNP Paribas

BNP Paribas ordered to pay $90 Million penalty; The reason?

31/08/2018(0)
The Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against BNP Paribas Securities Corp. (BNP Paribas or the Bank) for attempted manipulation of the ISDAFIX ... Read More
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