Commodity Futures Trading Commission

red Fraud-Stamp image

Individual And His Company Ordered To Pay Millions In Monetary Penalties For Investment Fraud

20/11/2017(0)
The Commodity Futures Trading Commission (CFTC) obtained $1,127,855 in restitution for defrauded pool participants and $3,383,565 in civil monetary penalties in a federal court Default Judgment Order against Defendants ... Read More
cftc-logo

CFTC Orders Cargill to Pay a $10 Million Civil Monetary Penalty

07/11/2017(0)
The Commodity Futures Trading Commission (CFTC) announced the filing and simultaneous settlement of charges against Cargill, Inc. (Cargill), of Minnesota, for providing mid-market marks (marks) that concealed from counterparties and ... Read More
morgan stanley logo

Morgan Stanley to pay a $350,000 penalty

03/11/2017(0)
CFTC Orders Morgan Stanley and Co. Incorporated to Pay $350,000 Penalty for Omitting Futures and Options Data from Part 17 Large Trader Reports The Commodity Futures Trading Commission (CFTC) issued ... Read More
cftc

CFTC grants amended order to Chicago Mercantile Exchange

01/11/2017(0)
CFTC Grants Amended Order to Chicago Mercantile Exchange, Inc. Permitting Commingling of Funds in Connection with Futures and Foreign Futures Contracts Listed on the Dubai Mercantile Exchange Limited. The ... Read More
digital-currencies-2

U.S. financial regulator releases Primer on Virtual Currencies

18/10/2017(0)
The Commodity Futures Trading Commission’s LabCFTC released, “A CFTC Primer on Virtual Currencies.” This primer is the first of a series that LabCFTC will release to provide fundamental, and ... Read More
cftc-logo

CFTC announces Clearinghouse liquidity stress test results

18/10/2017(0)
Staff of the U.S. Commodity Futures Trading Commission (CFTC) issued a report detailing the results of an evaluation of settlement liquidity at clearinghouses. The purpose of the analysis was to ... Read More
fraud - red stamp

Alleged Commodity Pool Fraud Took in More than $3.1 Million from at Least 72 Pool Participants

12/10/2017(0)
The Commodity Futures Trading Commission (CFTC) announced the filing of a Complaint on October 2, 2017, in the U.S. District Court for the Central District of California. The CFTC ... Read More
red Fraud-Stamp image

International fraudulent scheme controller fined for more than $2 million

11/10/2017(0)
The Commodity Futures Trading Commission (CFTC) announced that the Honorable Joan B. Gottschall of the U.S. District Court for the Northern District of Illinois entered a Final Judgment and ... Read More
red Fraud-Stamp image

Company and individual charged for fraud in Bitcoin investments scheme

22/09/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a federal civil enforcement action in the U.S. District Court for the Southern District of New York against ... Read More
red Fraud-Stamp image

Individuals and their companies ordered to pay millions in restitution for defrauding investors

21/08/2017(0)
Federal Court Orders Jeffrey Slemmer, Christian Dorrian, Adam Roth, and Their Florida-Based Companies to Pay over $5.4 Million in Restitution and a Penalty in CFTC Precious Metals and Diamonds ... Read More
Broker Cyprus TopFX