Commodity Futures Trading Commission

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U.S. financial regulator releases Primer on Virtual Currencies

18/10/2017(0)
The Commodity Futures Trading Commission’s LabCFTC released, “A CFTC Primer on Virtual Currencies.” This primer is the first of a series that LabCFTC will release to provide fundamental, and ... Read More
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CFTC announces Clearinghouse liquidity stress test results

18/10/2017(0)
Staff of the U.S. Commodity Futures Trading Commission (CFTC) issued a report detailing the results of an evaluation of settlement liquidity at clearinghouses. The purpose of the analysis was to ... Read More
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Alleged Commodity Pool Fraud Took in More than $3.1 Million from at Least 72 Pool Participants

12/10/2017(0)
The Commodity Futures Trading Commission (CFTC) announced the filing of a Complaint on October 2, 2017, in the U.S. District Court for the Central District of California. The CFTC ... Read More
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International fraudulent scheme controller fined for more than $2 million

11/10/2017(0)
The Commodity Futures Trading Commission (CFTC) announced that the Honorable Joan B. Gottschall of the U.S. District Court for the Northern District of Illinois entered a Final Judgment and ... Read More
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Company and individual charged for fraud in Bitcoin investments scheme

22/09/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a federal civil enforcement action in the U.S. District Court for the Southern District of New York against ... Read More
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Individuals and their companies ordered to pay millions in restitution for defrauding investors

21/08/2017(0)
Federal Court Orders Jeffrey Slemmer, Christian Dorrian, Adam Roth, and Their Florida-Based Companies to Pay over $5.4 Million in Restitution and a Penalty in CFTC Precious Metals and Diamonds ... Read More
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CFTC Grants DCO Registration to LedgerX LLC

26/07/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) announced that by a unanimous vote of the Commission, it has issued an order granting LedgerX, LLC (LedgerX) registration as a derivatives clearing ... Read More
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Assurance Capital Management and its owners fined $2.4 Million

12/07/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) has issued a press release to inform that the Federal Court in Florida Orders Anthony J. Klatch II, Lindsey Heim, and their ... Read More
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DV Trading ordered to pay a $5 Million penalty

30/06/2017(0)
CFTC Orders Rosenthal Collins Capital Markets LLC, Now Known as DV Trading LLC, to Pay a Civil Penalty of $5 Million for Engaging in Illegal Wash Sales Designed to ... Read More
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NAAM and its owner to pay more than $1.6 million in illegal precious metals transactions

14/06/2017(0)
Federal Court Orders Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie to Pay More than $1.6 Million in Restitution and a Civil Monetary Penalty for Engaging ... Read More
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