Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

compliance

Bank_of_Taiwan_Head_Office

Taiwan To Tax Cross-Border e-Commerce

17/08/2016(0)
Given the recent rapid development of cross-border transactions over the internet, Taiwan’s Ministry of Finance (MOF) has disclosed it is formulating plans to tax the operations of multinational enterprises ... Read More
Logos of Deutsche Bank AG are seen in Tokyo

FINRA Fines Deutsche Bank Securities Inc. $12.5 Million for Inadequate Supervision of Internal Communications

09/08/2016(0)
The Financial Industry Regulatory Authority (FINRA) today announced it has fined Deutsche Bank Securities Inc. $12.5 million for significant supervisory failures related to research and trading-related information it disseminated ... Read More
fed-logo-colour

Goldman Sachs to pay a $36.3 million penalty

08/08/2016(0)
The Federal Reserve Board on Wednesday ordered Goldman Sachs Group to pay a $36.3 million civil money penalty for its unauthorized use and disclosure of confidential supervisory information and ... Read More
ASIC_regulator

ASIC cancels licence of Pacific Millennium International Investment Group Pty Ltd

05/08/2016(0)
ASIC has cancelled the Australian financial services (AFS) licence of Pacific Millennium International Investment Group Pty Ltd (PMIIG) after it was found to have breached the obligations of a ... Read More
tax

EU Says New Zealand Not In ‘Tax Haven Probe’

04/08/2016(0)
Media reports that the European Union is targeting New Zealand for investigation as a tax haven are incorrect and misleading, the EU said in a statement on August 3, ... Read More
Bank of Russia, Moschow

Central Bank of Russia decided to revoke the banking license of a credit institution

25/07/2016(0)
The Central Bank of Russia has issuesd a press releases to inform regarding its decision to revoke the banking license of a Russian Bank. According to the press release, ... Read More
cyprus-central-bank---2

Central Bank of Cyprus fined Hellenic Bank for more than €1 million

18/07/2016(0)
The Central Bank of Cyprus (CBC), within the remit of exercising its supervisory role, may take, under subsection (6) of section 59 of the Prevention and Suppression of Money ... Read More
cftc-logo

CFTC Orders Barclays Bank PLC to Pay a $560,000 Penalty

07/07/2016(0)
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Barclays Bank PLC (Barclays) for failing to submit accurate large trader reports (LTRs) for ... Read More
nfa log

NFA takes emergency enforcement action against commodity trading advisor and its principal

04/07/2016(0)
NFA announced today that it has taken an emergency enforcement action against Apercu International PR LLC(Apercu), an NFA Member commodity trading advisor located in San Juan, Puerto Rico, and Alvin Guy ... Read More
ASIC_regulator

ASIC cancels licence of AFS wholesale service provider

29/06/2016(0)
ASIC has cancelled the Australian financial services (AFS) licence of Ergo Capital Pty Ltd (AFS licence No 420978) for failing to comply with a number of its obligations as ... Read More
Broker Cyprus TopFX