compliance

law

U.A.E. Bank Rules, EU Bank Legal Fees, Tibor: Compliance

08/07/2014(0)
The United Arab Emirates may amend rules governing bank lending against shares after reviewing June’s stock price swings in Dubai and Abu Dhabi, the market regulator said yesterday. Representatives ... Read More
regulatory_compliance

U.K. Stocks, Power-Tax Rebates, Bonus Remarks: Compliance

07/07/2014(0)
Britain’s markets regulator should investigate whether the closing prices of stocks are being manipulated, according to lawmakers. Conservative Mark Garnier pressed for the investigation by the Financial Conduct Authority ... Read More
law_and_regulation1

Money Moves, India Tax Evaders, Credit Suisse: Compliance

10/06/2014(0)
The U.S. Treasury Department said it sets limits while giving the nation’s intelligence agencies access to reports that banks file on suspicious or large money moves by customers, including ... Read More
regulatory_compliance

EU Market Rules, Logitech Probe, Finra Fines: Compliance

23/05/2014(0)
Europe’s capital markets are getting a new foundation. The 28-nation European Union’s top markets regulator yesterday made public more than 800 pages of proposed rules that cover everything from ... Read More
regulatory_compliance

Three Signs the Best Days of Private Equity Are Over

12/05/2014(0)
Lest the buyout industry feel left out of the regulatory crackdown that has recently been visited upon hedge funds and major banks, the Securities and Exchange Commission indicated it’s ... Read More
snapchat-founder

Snapchat settles with US regulators for deceiving users

09/05/2014(0)
Ephemeral messaging service Snapchat has settled with US regulators over charges it deceived users when it promised their messages would disappear. The Federal Trade Commission (FTC) said Snapchat misled ... Read More
onestopbrokers-Accounting

A look on FASB’s new standards

30/04/2014(0)
In December 2002, five months after he became chairman of the Financial Accounting Standards Board, Robert Herz told a conference of auditors that FASB had set a “very ambitious” ... Read More
law fees

Invesco Fined, EU Stress Test, Libor Charges: Compliance

29/04/2014(0)
Invesco Perpetual (IPE) was fined 18.6 million pounds ($31.3 million) for failing to comply with risk limits or tell clients about the use of derivatives as leverage in their ... Read More
Broker Cyprus TopFX