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criminal charges

lawyers - Law

Lawyers Charged With Assisting a Microcap Fraud Scheme

12/10/2017(0)
The Securities and Exchange Commission today charged two lawyers it alleges helped facilitate a microcap fraud scheme involving undisclosed “blank check” companies secretly bound for reverse mergers. In complaints ... Read More
Securities Exchange Commission

International law firm former partner Charged in $1 Million insider trading scheme

12/05/2017(0)
The Securities and Exchange Commission today charged a former partner at an international law firm and his neighbor with making more than $1 million in illicit profits by insider ... Read More
ASIC_regulator

ASIC’s enforcement report highlights key enforcement outcomes for January-June 2016

08/08/2016(0)
ASIC has today released its enforcement report for the period 1 January 2016 to 30 June 2016. The report highlights ASIC’s long-term challenges and areas of focus going forward, ... Read More
sec

SEC announced fraud charges against 10 individuals involved in schemes to trick investors

04/05/2016(0)
The Securities and Exchange Commission today announced fraud charges against 10 individuals involved in schemes to trick investors into buying shares of a particular company stock. The schemes were ... Read More
barclays-logo-3

U.S. SEC a stumbling block in banks’ forex guilty pleas – sources

15/05/2015(0)
Banks want assurances from U.S. regulators that they will not be barred from certain businesses before agreeing to plead guilty to criminal charges over the manipulation of foreign exchange ... Read More
JPMorgan

Bank parents or main units seen pleading guilty over FX: sources

12/05/2015(0)
The parent companies or main banking units of as many as five major banks, rather than their smaller subsidiaries, are expected to plead guilty to U.S. criminal charges over ... Read More
Toyota_business

Toyota to settle Justice Department probe over unintended acceleration

19/03/2014(0)
The Justice Department is set to announce as soon as Wednesday a billion-dollar agreement with Toyota to settle a federal probe of the automaker’s handling of customer complaints related ... Read More
Broker Cyprus TopFX